Regulatory Business Plan Template
Length: 17 Pages
Applies to: Firms seeking authorisation
This editable Word template helps firms prepare FCA-ready applications aligned with COND, SYSC, COBS, and GEN.
It covers all core submission areas—firm background, ownership, SM&CR roles, compliance setup, customer journey, and financial forecasts. It also includes prompts, tables, and example responses for business model, outsourcing, and communications.
Supports FCA’s ‘ready, willing, and organised’ principle. Instantly downloadable and fully editable—ideal for authorisations, saving time and ensuring submission accuracy.
Length: 17 Pages
Applies to: Firms seeking authorisation
This editable Word template helps firms prepare FCA-ready applications aligned with COND, SYSC, COBS, and GEN.
It covers all core submission areas—firm background, ownership, SM&CR roles, compliance setup, customer journey, and financial forecasts. It also includes prompts, tables, and example responses for business model, outsourcing, and communications.
Supports FCA’s ‘ready, willing, and organised’ principle. Instantly downloadable and fully editable—ideal for authorisations, saving time and ensuring submission accuracy.
Length: 17 Pages
Applies to: Firms seeking authorisation
This editable Word template helps firms prepare FCA-ready applications aligned with COND, SYSC, COBS, and GEN.
It covers all core submission areas—firm background, ownership, SM&CR roles, compliance setup, customer journey, and financial forecasts. It also includes prompts, tables, and example responses for business model, outsourcing, and communications.
Supports FCA’s ‘ready, willing, and organised’ principle. Instantly downloadable and fully editable—ideal for authorisations, saving time and ensuring submission accuracy.