Complete FCA Coverage

Sleep Easy Knowing Compliance Is Handled

No more late nights worrying about regulatory gaps. RegTechPRO gives you total peace of mind with complete FCA, Data Protection and Financial Crime compliance. Always up to date. Always audit-ready.

Trusted by 250+ UK-regulated firms

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Includes 7-day free trial

"RegTechPRO lifted a heavy weight off my shoulders. I physically feel lighter."

— Sara, Compliance Manager, Investment Firm

FCA fines up 337%

Meet Your Obligations & Prove It With Ease

ZERO compliance gaps = ZERO compliance stress. RegTechPRO is complete FCA, Data Protection & Financial Crime compliance in a box!

Trusted by 250+ UK-regulated firms

Book a Demo Watch 2-Min Video

Not ready to subscribe? Check out our online store instead

Includes 7-day free trial

250+

UK-Regulated Firms

80+

Subjects

Integrated

£10m+

Savings Delivered

250+ Firms Trust Us

Join Hundreds of Firms Who Have Their Compliance Handled

From solo compliance officers to growing teams — RegTechPRO handles your regulatory subjects so you can focus on running your business, not chasing paperwork.

£10m+ in compliance savings delivered

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Not ready to subscribe? Check out our online store instead

Includes 7-day free trial

"We freed up compliance resourced by 70% in the first month. Game-changer."

— Juanita, Managing Director, Insurance Broker Firm

The Solution

Everything You Need. One Platform.

Enterprise-grade compliance made accessible. Built by compliance professionals—to make your life easier.

Compliance Hub

Your Compliance Command Centre

Intelligent task orchestration with automated reminders, approval workflows, and real-time progress tracking. View your compliance work in Table, Calendar, Kanban, or List views — your way, always.

Table View

Kanban View

Table View

Calendar View

Kanban View

Custom Forms

100+ Form Templates

Exportable Reports

Available in All Packs

Find Out More

Anna AI

Your AI Compliance Expert

Anna AI is your on-demand compliance expert, available 24/7 to answer questions, draft documents, analyse regulations, and guide you through complex compliance scenarios. Trained on FCA regulations and your firm's specific policies.

Ask Anna

AI Document Writer

24/7 Availability

FCA Trained

Executive Summaries

Comprehensive Reports

Document Generation

Daily Updates

Available in All Packs

Find Out More

Comprehensive Coverage

1000+ Compliance Templates

From FCA permissions to financial crime, from data protection to consumer duty—RegTechPRO covers the full spectrum of UK regulatory requirements. Every module includes pre-built templates, workflows, and expert guidance.

Module Library

Module Details

Financial Promotions

Complaints

GDPR

Anti-Money Laundering

Consumer Duty

Product Assessment

Systems & Controls

Treating Customers Fairly (TCF)

Vulnerable Customers

CONC

ICOBS

COBS

+ many more

Available on all plans

People Compliance

People Compliance Made Simple

Comprehensive people compliance across SM&CR, APER, IDD and non-regulated staff. Manage SMF holders, certified persons, fitness & propriety assessments, conduct rules training, and staff due diligence—all with automated reminders and full audit trails.

SM&CR Directory

Training Tracker

SM&CR

APER

IDD

Unregulated staff

Statement of Responsibilities

Responsibility Mapping

Due Diligence

Fit & Proper

CPD

Certificates of Competence

Available on PRO plans and above

Find Out More

Compliance Monitoring

Compliance Monitoring Plan

Build and execute your compliance monitoring programme with structured testing, evidence collection, and automated scheduling. Track findings, remediation actions, and demonstrate ongoing compliance to the FCA.

Monitoring Plan

Test Results

Monitoring Universe

100+ Template Reviews

Findings Log

Trend Analysis

Auto-scheduling

Find Out More

Policy Studio

Professional Document Creation

More than just policies—Policy Studio comes with 100+ templates for policies, manuals, forms, and everything in between. Collaborate with Anna AI and your team to create world-class documentation, then use Anna AI to generate actionable tasks that bring your policies to life. Import your existing policies as your starting point, or start fresh with our expert-built templates.

Document Editor

Enhance with Anna AI

100+ Templates

Full AI integration

Version Control

Approval Workflows

Anna AI performance score

Policy Operationalisation

Auto Task Generation

Export and Save to Library

Collaborative Feedback

Find Out More

Firm Compliance

Firm & AR Management

Manage your firm's regulatory permissions, appointed representatives, and group compliance. Create isolated workflows for each AR, track permissions, and maintain oversight across your entire regulatory footprint.

AR Overview

Permissions Manager

AR & Firm Management

Permission Tracking

Due Diligence

Create isolated workflows

Group Oversight

User Management

Find Out More

Risk Management

Intelligent Risk Assessment

Comprehensive risk management with heat maps, control frameworks, and automated scoring. Define your post-control risk appetite, measure actual risks against it, and identify emerging threats before they become issues.

Risk Register

Heat Map

Risk Register

Heat Maps

Risk Appetite

Control Framework

Find Out More

Horizon Scanning

Stay Ahead of Change

Automated regulatory change monitoring from over 200 sources. Impact assessments, implementation tracking, and proactive alerts keep you ahead of regulatory developments that affect your firm.

Regulatory Feed

Impact Analysis

200+ Sources

Save for later

Alerts by Regulated Activity

Deadline Tracking

Find Out More

Document Library

Centralised Document Hub

Your single source of truth for all compliance documentation. Version control, approval workflows, and intelligent search ensure everyone has access to the right documents at the right time.

Document Browser

Version History

Version Control

Approval Workflows

Smart Search

Access Controls

70+ Document Templates

Find Out More

MI Dashboard

Compliance Intelligence

Real-time compliance dashboards with AI-generated executive summaries from Anna AI—perfect for quick board report snapshots. Take action straight from the dashboard with drilldown analysis, exportable reports, and beautiful visualizations that tell your compliance story.

Executive Dashboard

Report Generator

Real-time Metrics

AI Summaries

Board Reports

Drilldown Analysis

Find Out More

Application Tracker

FCA Application Management

Track your FCA applications from submission to approval. Get key insights and support via specialised FCA application reports from Anna AI for each application—understand what's needed and why. Document checklists, status tracking, and deadline management for authorisations, variations, and more.

Application Pipeline

Document Checklist

50+ Regulated Activities

All FSMA 2000 (RAO) Permissions

Requirements Report

Anna AI assessment

Document Management

SMF records

Application Fees

Submission Tracking

Timeline alerts

Find Out More

Compliance Coverage

1,000+ Pre-Built Templates.
Expert Guidance Built In.

Every template comes with comprehensive, easy-to-follow guidance so your team knows exactly what to review, what evidence to gather, and how to stay on top of your regulatory obligations — no compliance expertise required.

FCA (General)

RegData Submissions

Companies House

Scope of Permissions

Systems & Controls

Risk Management

SM&CR

Training & Competence

Consumer Duty

Capital Adequacy

Client Onboarding & Categorisation

Suitability & Appropriateness

Financial Promotions

Charges, Remuneration & Disclosure

Conflicts of Interest

Complaints Handling & Reporting

Whistleblowing

Remuneration Code

Outsourcing & Third-Party Management

Appointed Representatives & Tied Agents

Controllers & Close Links

Professional Indemnity Insurance

Business Continuity & Resilience

Record Keeping

Market Abuse

Transaction Reporting

Personal Account Dealing

Restricted & Watch Lists

Chinese Walls

Investment Research

Telephone Recording

Stationery, Email & Business Comms

Breaches

Suitability Reports

Fair Value Assessment

Attestations

Company Compliance Report

Compliance Framework

FCA Company Requirements

Treating Customers Fairly

Regulatory Business Plan

FCA Threshold Conditions

Product Assessment

Vulnerable Customers

Arrears & Default

FCA (Specialist)

Investment Management & Wealth

Retail Investment Advice (IFA)

Insurance — General

Insurance — Life & Protection

Payment Services & E-Money

Consumer Credit — Lending & Broking

Debt Management & Collection

Mortgage & Home Finance (MCOB)

Crypto Asset Firms

CASS: Client Money & Custody

Crowdfunding & P2P Lending

Claims Management Companies

AR Networks (Principal Firms)

CONC Consumer Credit

FPCOBS Funeral Plans

COBS Investments

MIFIDPRU Capital Adequacy

PSRs Payment Services

Financial Crime

AML Framework

CDD, EDD & Know Your Customer

Politically Exposed Persons

Transaction Monitoring

Sanctions Screening

Suspicious Activity Reports (SARs)

Anti-Bribery & Corruption

Fraud Prevention & Counter-Fraud

Market Abuse Prevention

Gifts & Entertainment

Fraud

Due Diligence

MLRO Report

Data Protection

UK GDPR & DPA 2018 Framework

Lawful Basis, Privacy & Consent

Subject Access Requests & Rights

Data Breach Reporting & Management

PECR

DPO & Record of Processing

Data Retention, Disposal & Destruction

International Data Transfers

AI, Automated Decisions & Profiling

Cyber Security & IT Security

PCI Compliance

Information Security

Confidentiality

Other Legal Requirements

HMRC, Tax & Corporate Criminal Offences

Health & Safety

HR & Employment Law

Equality, Diversity & Inclusion

Modern Slavery & Human Trafficking

Environmental & ESG Obligations

ICO Registration

Employer's Liability & Business Insurance

Pensions Auto-Enrolment

Companies Act Obligations

Call Monitoring

Need something else? Use the built-in drag and drop Custom Form Builder to create custom registers, reports, and assessments for any compliance subject — no limits, no coding required.

Built For You

Compliance Solutions for Every Regulated Activity

From investments and insurance to payments and crypto — RegTechPRO covers the full spectrum of FCA-regulated activities.

Investment Firms

Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.

COBS, FUND, MIFIDPRU & MiFID II Compliance
Suitability Reports & Custom Form Builder to create your own
SM&CR Statement of Responsibilities & annual Fit and Proper Declarations

Insurance Firms

Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Product governance, fair value assessments, and distribution compliance.

ICOBS compliance modules
Product governance tracking
Fair value assessments

Payments & E-money

Navigate PSRs 2017 and EMRs with dedicated modules. Safeguarding, operational resilience, and consumer protection covered.

PSRs 2017 Compliance
Safeguarding Reviews
Operational Resilience

Cryptocurrency Firms

FCA-registered cryptoasset businesses need robust AML controls. Stay ahead of evolving crypto regulations with purpose-built modules.

Crypto AML Compliance
Financial Promotions
Registration Maintenance

Credit Firms

Consumer credit compliance made simple. CONC requirements, creditworthiness assessments, and arrears management.

CONC Compliance
Creditworthiness Assessments
Arrears & Forbearance

What Our Clients Say

Trusted by Compliance Teams Across the UK

Hear from the firms that have transformed their compliance with RegTechPRO

We were spending over £80,000 a year on external consultants and still had gaps in our monitoring plan. Within three months of switching to RegTechPRO, we had full coverage across all 80+ subjects, automated reminders for every deadline, and our FCA visit went flawlessly. The ROI was immediate.

James Hartley Head of Compliance — Wealth Management Firm

As a CEO, I needed visibility into our compliance posture without wading through spreadsheets. The MI Dashboard gives me a real-time health score I can present to the board in seconds. Anna AI has become our team's first port of call for any regulatory question — it's like having a compliance consultant on speed dial, 24/7.

Sarah Pemberton CEO — Insurance Firm

Consumer Duty was keeping me up at night. RegTechPRO gave us a structured framework with pre-built templates for every CONC requirement. Our compliance monitoring plan went from a neglected Word document to a living, breathing system. The Policy Studio alone saved us weeks of work.

David Mitchell Compliance Director — Consumer Credit Firm

Managing compliance across 35 appointed representatives was a nightmare before RegTechPRO. Now I have a single dashboard showing every AR's compliance status, overdue tasks, and risk scores. The onboarding workflows alone cut our AR setup time from two weeks to two days. I genuinely don't know how we managed without it.

Rachel Kinsella Owner — Appointed Representatives Network

RegTechPRO completely transformed our consultancy. We went from manually tracking 12 client firms in spreadsheets to managing 40+ through one platform. Our clients love the shared login — they can see exactly what we're doing for them. It's helped us triple our client base while actually reducing our workload. Best investment we've ever made.

Michael Thornton CEO — Compliance Consultancy Firm

FAQs

Frequently Asked Questions

Everything you need to know about RegTechPRO

Yes! We offer a 7-day free trial with full access to all features. You can explore the platform, set up your compliance framework, and see exactly how it works before making any commitment. Payment is not charged until the 8th day and you can cancel at any point before then via the 'My Account' section - no questions asked.

Absolutely. We use bank-grade encryption (AES-256), host on secure UK data centres, and are fully GDPR compliant. Your data is backed up daily and we conduct regular security audits. We're SOC 2 Type II compliant and registered with the ICO.

All subscriptions have a minimum 12-month term. After the initial period, you can cancel with one month's written notice. You'll retain access until the end of your notice period and can export all your data before cancellation takes effect.

Not at all. RegTechPRO is designed by compliance professionals for compliance professionals, and complete novices!. If you can use a web browser and send emails, you can use our platform. We also provide comprehensive onboarding, video tutorials, and live support to help you get started.

All plans include email support with 24-hour response times. Pro and Enterprise plans include priority support with live chat and phone access. We also have an extensive knowledge base, video tutorials, and regular webinars to help you get the most from the platform.

We cover all major FCA regulatory requirements including Consumer Duty, AML/CFT, SM&CR, GDPR/Data Protection, Complaints Handling, Business Continuity, Operational Resilience, Financial Crime, and more. With 80+ subjects, we have everything a UK-regulated firm needs.

Yes! RegTechPRO is specifically perfect for compliance consultants managing multiple client firms. You get a central dashboard to oversee all your clients, with separate workspaces for each client - and you can give your clients ring-fenced access to their information and audits too.

Your Compliance Command Centre

Your AI Compliance Expert

1000+ Compliance Templates

People Compliance Made Simple

Compliance Monitoring Plan

Professional Document Creation

Firm & AR Management

Intelligent Risk Assessment

Stay Ahead of Change

Centralised Document Hub

Compliance Intelligence

FCA Application Management

Next-Gen FCA Compliance Platform

Navigation

Legal

Sleep Easy Knowing Compliance Is Handled

Meet Your Obligations & Prove It With Ease

Join Hundreds of Firms Who Have Their Compliance Handled

Compliance Shouldn't Feel Like This

Drowning in Spreadsheets

Consultant Bills Piling Up

FCA Audit Anxiety

Missed Deadlines

Stretched Too Thin

Outdated Policies

Everything You Need. One Platform.

Your Compliance Command Centre

Your AI Compliance Expert

1000+ Compliance Templates

People Compliance Made Simple

Compliance Monitoring Plan

Professional Document Creation

Firm & AR Management

Intelligent Risk Assessment

Stay Ahead of Change

Centralised Document Hub

Compliance Intelligence

FCA Application Management

1,000+ Pre-Built Templates.Expert Guidance Built In.

FCA (General)

FCA (Specialist)

Financial Crime

Data Protection

Other Legal Requirements

Watch How RegTechPRO Works

Platform Overview

Is Your Firm Inspection Ready?

Features Demo

Compliance Solutions for Every Regulated Activity

Investment Firms

Insurance Firms

Payments & E-money

Cryptocurrency Firms

Credit Firms

Built for Every Firm Type

Directly Authorised Firms

Appointed Representatives

Principal Firms with ARs

Compliance Consultants

Firms Seeking Authorisation

Non-FCA Firms

Trusted by Compliance Teams Across the UK

Frequently Asked Questions

Ready to Take your Compliance To the Next Level?

Next-Gen FCA Compliance Platform

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1,000+ Pre-Built Templates.
Expert Guidance Built In.