Zero compliance gaps. Zero compliance stress. Your Next-Gen Compliance Platform.
Trusted by 250+ UK-regulated firms
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Sound familiar? You're not alone. Most UK-regulated firms struggle with these exact challenges.
Scattered compliance records across dozens of files, with no clear audit trail or version control.
£70,000+ per year on external consultants who only show up quarterly—and still miss things.
The constant worry that you're missing something—and you'll only find out when it's too late.
Regulatory deadlines slip through the cracks. You're always reactive, never proactive.
One person doing the compliance work of three. You can't hire more staff—but you can't keep up either.
Documents that haven't been reviewed in years. No version control. No approval workflows.
Enterprise-grade compliance made accessible. Built by compliance professionals—to make your life easier.
Intelligent task orchestration with automated reminders, approval workflows, and real-time progress tracking. View your compliance work in Table, Calendar, Kanban, or List views — your way, always.
Anna AI is your on-demand compliance expert, available 24/7 to answer questions, draft documents, analyse regulations, and guide you through complex compliance scenarios. Trained on FCA regulations and your firm's specific policies.
From FCA permissions to financial crime, from data protection to consumer duty—RegTechPRO covers the full spectrum of UK regulatory requirements. Every module includes pre-built templates, workflows, and expert guidance.
Comprehensive people compliance across SM&CR, APER, IDD and non-regulated staff. Manage SMF holders, certified persons, fitness & propriety assessments, conduct rules training, and staff due diligence—all with automated reminders and full audit trails.
Build and execute your compliance monitoring programme with structured testing, evidence collection, and automated scheduling. Track findings, remediation actions, and demonstrate ongoing compliance to the FCA.
More than just policies—Policy Studio comes with 100+ templates for policies, manuals, forms, and everything in between. Collaborate with Anna AI and your team to create world-class documentation, then use Anna AI to generate actionable tasks that bring your policies to life. Import your existing policies as your starting point, or start fresh with our expert-built templates.
Manage your firm's regulatory permissions, appointed representatives, and group compliance. Create isolated workflows for each AR, track permissions, and maintain oversight across your entire regulatory footprint.
Comprehensive risk management with heat maps, control frameworks, and automated scoring. Define your post-control risk appetite, measure actual risks against it, and identify emerging threats before they become issues.
Automated regulatory change monitoring from over 200 sources. Impact assessments, implementation tracking, and proactive alerts keep you ahead of regulatory developments that affect your firm.
Your single source of truth for all compliance documentation. Version control, approval workflows, and intelligent search ensure everyone has access to the right documents at the right time.
Real-time compliance dashboards with AI-generated executive summaries from Anna AI—perfect for quick board report snapshots. Take action straight from the dashboard with drilldown analysis, exportable reports, and beautiful visualizations that tell your compliance story.
Track your FCA applications from submission to approval. Get key insights and support via specialised FCA application reports from Anna AI for each application—understand what's needed and why. Document checklists, status tracking, and deadline management for authorisations, variations, and more.
A quick video that shows you exactly what you will get
See how our 80+ subjects, task manager, and AI assistant work together to keep you compliant.
Everything you'd pay a consultant for, at a fraction of the cost—and available 24/7.
Whether you're a solo AR or a principal firm with a network, we've got you covered.
Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.
Scale your consultancy with RegTechPRO's multi-client management. Share logins with clients for full transparency and deliver premium compliance services at scale.
Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Product governance, fair value assessments, and distribution compliance.
Oversight and compliance management across your entire AR network. Monitor principal responsibilities and maintain FCA reporting requirements centrally.
Navigate PSRs 2017 and EMRs with dedicated modules. Safeguarding, operational resilience, and consumer protection covered.
FCA-registered cryptoasset businesses need robust AML controls. Stay ahead of evolving crypto regulations with purpose-built modules.
Consumer credit compliance made simple. CONC requirements, creditworthiness assessments, and arrears management.
Hear from the firms that have transformed their compliance with RegTechPRO
We were spending over £80,000 a year on external consultants and still had gaps in our monitoring plan. Within three months of switching to RegTechPRO, we had full coverage across all 80+ subjects, automated reminders for every deadline, and our FCA visit went flawlessly. The ROI was immediate.
As a CEO, I needed visibility into our compliance posture without wading through spreadsheets. The MI Dashboard gives me a real-time health score I can present to the board in seconds. Anna AI has become our team's first port of call for any regulatory question — it's like having a compliance consultant on speed dial, 24/7.
Consumer Duty was keeping me up at night. RegTechPRO gave us a structured framework with pre-built templates for every CONC requirement. Our compliance monitoring plan went from a neglected Word document to a living, breathing system. The Policy Studio alone saved us weeks of work.
Managing compliance across 35 appointed representatives was a nightmare before RegTechPRO. Now I have a single dashboard showing every AR's compliance status, overdue tasks, and risk scores. The onboarding workflows alone cut our AR setup time from two weeks to two days. I genuinely don't know how we managed without it.
RegTechPRO completely transformed our consultancy. We went from manually tracking 12 client firms in spreadsheets to managing 40+ through one platform. Our clients love the shared login — they can see exactly what we're doing for them. It's helped us triple our client base while actually reducing our workload. Best investment we've ever made.
Everything you need to know about RegTechPRO
Our team of compliance experts is ready to answer your questions and help you find the right solution.
Join 250+ UK-regulated firms who've already made the switch. Start your 7-day free trial today
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