Turn compliance anxiety into stress-free confidence. RegTechPRO reads the FCA Handbook and Register to help you find your gaps before the FCA does, with ICA and CISI certified compliance practitioners beside you all the way.
14-day free trial, no card needed · No long-term contract · Take the tour
Two questions decide how that conversation goes: where are your gaps, and can you prove the rest? Most firms can answer neither with confidence because nothing holds the evidence to prove that you've met the obligations.
Many firms are working in the dark about the extent of their obligations, guessing, doing some things and dreading the idea of contact from the FCA.
The monitoring plan in one workbook, breaches in another, training in a third that hasnt been touched for over a year.
Doing the work and proving you did it are two different jobs. Produce it late, incomplete, or without dates and sign-off, and the regulator treats it exactly as though it never happened.
A login is where it starts. ICA and CISI certified compliance practitioners stay with your firm for as long as you’re with us.
We don’t hand over a login and move on. Our practitioners help you set up, stay engaged as the rules change and answer your questions from inside the platform, for as long as you’re with us.
Our people have spent more than 25 years in regulatory compliance, most of them inside FCA-regulated firms. You get that experience in every check, template and report, and in every conversation with us.
We have delivered more than 20 regtech platforms, worth over £50m, for some of the industry’s most recognisable brands. RegTechPRO puts that experience to work for your firm.
Your firm stays in charge of its compliance decisions. We stay beside you while you make them.
In a regulated industry where every firm has to do it, the firms that do compliance best, grow faster, win more clients, and sleep better at night. RegTechPRO is the complete FCA compliance operating system which gives you the tools to do exactly that.
The Flight Deck — everything overdue, due or waiting on you, across every app and every workflow you can reach at a glance. Every row opens the real record, so nothing slips through.
Every compliance conversation, kept on the record and linked to the work it’s about. Turn a message into a task, approve or send back what is waiting on you, and file attachments straight to the Document Library. Only the people named on a conversation can read it.
Board packs, MLRO annual reports, Consumer Duty reviews, business continuity reports and mock FCA interviews, built from your live data, with Otto writing the commentary and citing the source rule.
Exportable board-ready management information that meets the regulator's oversight expectations — live RAG status, drill-through to the underlying evidence, and clear ownership so issues get spotted and actioned quickly, not buried in a spreadsheet.
1,139 expert-built templates across seven regulators, with the registers, confirmations and assessments to evidence every FCA obligation.
Build any form your firm needs in minutes. Drag-and-drop fields, named owners, approval and evidence attachments — no code, no consultants, no waiting list.
Otto is built into every app — answering compliance questions from your firm's live records with handbook citations, drafting, scoring and rewriting your policies, and writing the commentary for board-ready reports. AI drafts, humans decide.
Start with your FRN, not a blank form. RegTechPRO reads the FCA Handbook and the Financial Services Register for you, matches the rules to your permissions and lets you confirm to them section by section, to help you find your gaps.
Your details and permissions arrive from the Financial Services Register, ready to save. A person’s IRN brings in their roles the same way, and anything out of step with the Register is flagged.
Rule Map suggests the Handbook chapters that come with your permissions. You confirm what applies, then confirm to it section by section, with Otto on hand to explain any rule.
You see the wording before and after, the day it takes effect and what on your plan it touches. Create a task, talk it through in Messages or mark it reviewed, all on the record.
Illustrative example. Handbook wording © Financial Conduct Authority.
RegTechPRO isn't just an FCA tool — it's a corporate compliance OS. From FCA sourcebooks to UK statutes, data & cyber to cross-regulator obligations, every framework your firm is on the hook for — built in, evidenced, kept current.
Trained on senior compliance expertise and 150+ expert documents. Working across every app of RegTechPRO. You do the compliance work — Otto produces the regulator-ready output.
Unlike generic AI, Otto is grounded in 150+ expert documents, regulator handbooks, and senior compliance experience across the strictest regimes. It reads the structured data you capture in the platform — risk assessments, CDD tables, IBS mapping, MI, training records — and produces the documents the regulator expects to see. Every Handbook rule it cites is checked against the FCA Handbook itself.
Generic AI can quote the FCA handbook. Otto does that too — but that's not the moat. Otto reads your live compliance data across every register, task, risk and MI chart. Ask it where to focus this week, which risks are heating up, or how to balance your team's workload — and it answers from your firm, not a generic prompt.
Whether you're directly authorised, an appointed representative, a principal firm with a network, or a consultant — we've got you covered.
Sector-specific monitoring chapters, register variants and policy templates, mapped to the rules your firm actually answers to. Find yours below.
A fortnight to try it, a day to set it up, and no long-term contract.
Start your trial and put RegTechPRO to work for a fortnight — your firm, your data, your workflows.
The template library is ready to use: add each app’s recommended checks in a click. Most firms are running their monitoring programme the day they join.
ICA and CISI certified compliance practitioners help you set up and stay with you, with onboarding, video tutorials and live support.
Pay monthly with no minimum term, or annually for less. No setup fees.
White-label branding comes with the Advanced plan — add your logo, accent colour and sidebar palette once, and every screen your team or your clients open looks like it was built in-house.
Set once by your admin — live for every workflow and every user.
Everything you need to know about RegTechPRO
Turn compliance anxiety into stress-free confidence. RegTechPRO reads the FCA Handbook and Register to help you find your gaps before the FCA does, with ICA and CISI certified compliance practitioners beside you all the way.
14-day free trial, no card needed · No long-term contract · Take the tour
Tap the tabs to explore each area, and tap any screen to enlarge — then pinch or double-tap to zoom in close.
Trained on senior compliance expertise and 150+ expert documents, working across every app. You do the compliance work — Otto produces the regulator-ready output.
Directly authorised, appointed representative, principal firm or consultant — we’ve got you covered.
Sector-specific monitoring chapters, register variants and policy templates, mapped to the rules your firm answers to.
A fortnight to try it, a day to set it up, and no long-term contract.
Start your trial and put RegTechPRO to work for a fortnight.
The template library is ready to use: add each app’s recommended checks and most firms are running the day they join.
ICA and CISI certified compliance practitioners help you set up and stay with you, with onboarding, video tutorials and live support.
Pay monthly with no minimum term, or annually for less. No setup fees.
White-label branding comes with the Advanced plan — add your logo, accent colour and sidebar palette once, and every screen your team or your clients open looks like it was built in-house.
Set once by your admin — live for every workflow and every user.
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