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Document Library - 50+ Policy Templates | RegTechPRO
Version Controlled

Document Library

50+ Policy Templates. Version Controlled. Always Current.

A centralised repository for all compliance documentation. Version history, audit trails, auto-assigned templates, and instant access to the complete RegTechPRO policy suite.

Trusted by 250+ UK-regulated firms

50+
Policy Templates
6
Document Families
∞
Version History
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127 Documents
v2.4 Latest Version
50+ Templates
Document Library
127 Documents
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All Policies Procedures Templates
📄
AML Policy Financial Crime • Updated today
v2.4
📕
Sanctions Policy Financial Crime • Dec 28
v1.8
📄
Consumer Duty Framework FCA • Dec 22
Review
📄
GDPR Policy Data Protection • Dec 18
v3.1
Template Library

50+ Professional Policy Templates

Covering Financial Crime, Data Protection, FCA Regulations, and more. Every document you need, professionally written and ready to customise.

Financial Crime
Financial Crime Suite
12 Policy Templates
AML Policy Policy
Customer Due Diligence
Risk Assessment Framework
SAR Procedures
AML & Sanctions
Sanctions Controls
8 Policy Templates
Sanctions Policy Policy
UK
OFSI Lists
EU
Sanctions
UN
Lists
US
OFAC
Data Protection
GDPR Compliance
8 Policy Templates
Privacy Policy Template
DSAR Procedures
Data Breach Response
Retention Schedule
FCA Compliance
Consumer Duty
10 Policy Templates
Duty Framework Procedure
Fair Value Assessment
Vulnerable Customers
Outcome Monitoring
Financial Crime AML, Sanctions, Fraud, KYC
Data Protection GDPR, InfoSec, Privacy
FCA Regulations Consumer Duty, ICOBS, SM&CR
Operational BCP, Outsourcing, IT Security
Core Features

Document Management Made Simple

Everything you need to manage compliance documentation in one place.

Version Control

Complete Version History

Every edit is tracked with who, what, and when. Roll back to any previous version instantly. Build the audit trail your regulator expects.

AML Policy — Version History
v2.4 Current
Today at 09:45 • J. Wilson • Updated CDD section
v2.3 Previous
Dec 15 • S. Chen • Added EDD triggers
v2.2 Previous
Nov 28 • M. Brown • MLR 2017 update
50+
Professional Templates
100%
Audit Compliant
Zero Setup

Auto-Assigned Templates

New clients automatically receive the complete template suite. No manual uploads required.

Templates Assigned
Auto
📄
AML Policy Financial Crime
📕
Sanctions Policy Financial Crime
📄
GDPR Policy Data Protection
Smart Search

Find Anything Instantly

Filter by category, file type, or client. Powerful search finds any document in seconds.

📄
AML Policy Template Financial Crime • v2.4
📄
AML Risk Assessment Financial Crime • v1.6
📕
AML Training Log Registers • v1.2
6
Document Families
Instant Access

Download & Customise

Download any document as Word or PDF. Edit templates in your preferred software, then re-upload for version tracking.

📄
DOCX
📕
PDF
📊
XLSX
📝
Templates
Document Families

Complete Coverage Across All Areas

Six comprehensive document families covering every aspect of FCA compliance, financial crime prevention, and data protection.

Financial Crime

12 policy templates
AML Policy Sanctions Fraud Prevention KYC/CDD

Consumer Duty

8 policy templates
Duty Framework Fair Value Vulnerable Customers

Governance & SM&CR

10 policy templates
Governance Manual F&P Policy SoR Templates

Data Protection

8 policy templates
GDPR Policy Privacy Notice DSAR Procedure

Operational

7 policy templates
BCP Policy Outsourcing IT Security

Complaints & Conduct

5 policy templates
Complaints Policy Conflicts of Interest Whistleblowing
Additional Features

Enterprise-Grade Document Management

Built for compliance teams who need security, control, and efficiency.

Secure Storage

Enterprise-grade security with client isolation. Documents are only visible to authorised users.

Usage Analytics

Track which documents are accessed most. Monitor when policies were last reviewed.

Smart Categories

Documents organised by type, family, and client. Find anything in seconds.

Always Current

Template updates sync automatically. Your documents stay aligned with the latest regulations.

Multiple Formats

Download as Word, PDF, or Excel. Work in your preferred software.

Multi-Client Support

Compliance consultants can manage documents across multiple client firms.

Ready to Organise Your Documents?

Start your free trial and access 50+ professional policy templates instantly. Version controlled, audit-ready, always current.

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