Consumer Duty has raised the bar. RegTechPRO gives you the compliance framework to prove you're meeting it — and share that evidence with your Principal at the click of a button.
Trusted by 250+ UK-regulated firms
Principals face increasing FCA scrutiny on AR oversight. Without proper evidence, both you and your Principal are exposed.
Principals need to demonstrate they're overseeing your outcomes. Spreadsheets don't cut it anymore — you need structured evidence.
Every quarter brings another request for policies, T&C records, and complaints data. Manual compilation is exhausting.
When your Principal calls for evidence, you shouldn't be digging through emails and filing cabinets to find what they need.
The FCA found significant oversight failures in their AR review. Principals are now under pressure to prove control over their network.
Missing policies, unsigned attestations, incomplete training records — gaps that could end your AR relationship with your Principal.
Principals are passing on compliance costs. Without efficient systems, your AR fees keep climbing every year.
A complete compliance framework designed specifically for ARs — ready to share at the click of a button.
Track every attestation, declaration, and sign-off. Export to PDF or share direct access with your Principal — all with timestamps and audit trails.
Document outcomes for all four Consumer Duty outcomes with structured assessments ready for Principal review.
Track staff competency, CPD hours, and supervision records — all exportable for Principal review at the click of a button.
Whether you're an insurance distributor, mortgage broker, or investment adviser — RegTechPRO has modules tailored to your regulated activities.
IDD compliance, product governance, demands & needs documentation.
COBS suitability, appropriateness, investment advice records.
MCOB compliance, affordability, advice & sales standards.
PSR compliance, safeguarding, transaction monitoring requirements.
Transaction records, conflicts management, deal documentation.
Lead generation compliance, fair treatment, referral tracking.
Replace last-minute scrambles with structured, shareable evidence your Principal can access any time.
Evidence. Attestations. MI. Consumer Duty. All in one platform — ready to share.
Trusted by 250+ UK-regulated firms • Plans from £200/month
