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Firms Seeking FCA Authorisation — Prepare Your Application | RegTechPRO
FCA Authorisation

Prepare Your Application
With Confidence.

The FCA application process doesn't have to be overwhelming. RegTechPRO gives you the structure, templates, and tracking tools to prepare a complete application — without expensive consultants.

Trusted by 250+ UK-regulated firms

50+
Policy Templates
55+
Monitoring Areas
100%
Application Ready
Application Tracker 50+ Policy Templates Monitoring Plan SM&CR Prep Anna AI Compliance Hub
Start Your Free Trial See What's Included
THE CHALLENGE

Preparing for FCA Authorisation Is Daunting

You've got a great business idea, but the regulatory hurdles feel insurmountable. You're not alone.

Intimidating Process

Connect, forms, thresholds, fee blocks, permissions — it's a maze of jargon and bureaucracy that feels designed to confuse newcomers.

What Policies Do We Need?

AML policy? Complaints procedure? Vulnerable customers policy? The list seems endless and you're not sure what's actually required for your permissions.

Mistakes Mean Delays

The FCA receives thousands of applications. One missing document or poorly worded policy could mean months of delays — or outright rejection.

Can't Afford Consultants

Compliance consultants charge £10,000-£50,000+ for authorisation support. For a startup, that's often more than you can afford before you've even started trading.

SM&CR Preparation

Identifying key individuals, preparing F&P assessments, mapping responsibilities — SM&CR requirements add another layer of complexity to your application.

No Monitoring Plan

The FCA wants to see how you'll maintain compliance after authorisation. Without a monitoring programme, your application looks incomplete.

YOUR APPLICATION TOOLKIT

Everything You Need to Get Authorised

RegTechPRO gives you the same structure, templates, and tools that established firms use — at a fraction of the cost of hiring consultants.

POLICIES

Complete Policy Suite

50+ FCA-aligned policy templates ready to customise. AML, complaints, vulnerable customers, data protection, business continuity — all auto-assigned.

  • Every policy the FCA expects
  • Auto-assigned by permissions
  • Version control & audit trails
TRACKING

Application Tracker

Visual progress through your authorisation journey. Track milestones, manage document checklists, and see exactly where you stand.

  • Visual journey tracking
  • Milestone management
  • Document checklists
AI SUPPORT

Anna AI Support

Ask compliance questions in plain English. Anna understands your permissions and gives contextual guidance on FCA requirements.

  • FCA requirement guidance
  • Permission-specific answers
  • 24/7 availability
50+
Policy Templates
Auto-assigned to your permissions
70+
Modules
Full FCA sourcebook coverage
55+
Monitoring Areas
Pre-built compliance programme
KEY MODULES

Tools Built for Authorisation

Five essential modules that take you from planning to submission-ready.

ESSENTIAL

FCA Application Tracker

Visual journey tracking, milestone management, document checklists.

DOCUMENTS

Document Library

50+ policy templates auto-assigned, version control, audit trails.

MONITORING

Compliance Monitoring Plan

55+ monitoring areas, annual schedule, evidence management.

SM&CR

People Compliance

SM&CR preparation, F&P assessments, SoR frameworks.

COMPLIANCE

Compliance Hub

70+ modules showing post-authorisation compliance structure.

AI

Anna AI

Ask FCA questions in plain English. Get contextual, permission-specific guidance.

WHY REGTECHPRO

Consultants vs RegTechPRO

Skip the expensive consultants. Get the same structure and templates without the five-figure price tag.

The Old Way
Auth Consultants
£15,000+
  • One-off project, no ongoing support
  • Documents delivered and forgotten
  • Expensive updates when rules change
  • No technology or workflow tools
  • Typical authorisation project fee
RECOMMENDED
The RegTechPRO Way
RegTechPRO
From £200/month
  • Continuous platform access — not a one-off
  • Living documents you own forever
  • Templates updated with regulation changes
  • Full compliance workflow system included
  • Cancel anytime — no lock-in contracts

Ready to Start Your
Authorisation Journey?

Don't let the FCA application process hold you back. Get the structure, templates, and tools you need to prepare a complete, inspection-ready application.

Start Your Free Trial Talk to Our Team

Trusted by 250+ UK-regulated firms • Plans from £200/month

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