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RegTechPRO for FCA Authorisation | Prepare Your Application with Confidence
FCA Authorisation

Prepare Your Application With Confidence

The FCA application process doesn't have to be overwhelming. RegTechPRO gives you the structure, templates, and tracking tools to prepare a complete application — without expensive consultants.

Trusted by 250+ UK-regulated firms

Application Tracker
50+ Policy Templates
Monitoring Plan
Start Preparing Today See What's Included

Research & Planning

Understand what's required for your permissions

You are here

Build Your Policy Suite

Create all required policies and procedures

Compliance Monitoring Plan

Demonstrate how you'll maintain compliance

SM&CR Preparation

Identify key individuals and prepare F&P assessments

FCA Authorisation

Submit your complete, inspection-ready application

Goal
50+
Policy Templates
100%
Application Ready
The Challenge

Preparing for FCA Authorisation Is Daunting

You've got a great business idea, but the regulatory hurdles feel insurmountable. You're not alone.

"The FCA application process is intimidating and opaque"

Connect, forms, thresholds, fee blocks, permissions — it's a maze of jargon and bureaucracy that feels designed to confuse newcomers.

"We don't know what policies and procedures we need"

AML policy? Complaints procedure? Vulnerable customers policy? The list seems endless and you're not sure what's actually required for your permissions.

"We're worried about mistakes that delay or derail our application"

The FCA receives thousands of applications. One missing document or poorly worded policy could mean months of delays — or outright rejection.

"We can't afford expensive consultants to guide us through"

Compliance consultants charge £10,000-£50,000+ for authorisation support. For a startup, that's often more than you can afford before you've even started trading.

Your Application Toolkit

Everything You Need to Get Authorised

RegTechPRO gives you the same structure, templates, and tools that established firms use — at a fraction of the cost of hiring consultants.

Complete Policy Suite

50+ FCA-aligned policy templates ready to customise

Every policy the FCA expects to see, professionally written and ready to customise. AML, complaints, vulnerable customers, data protection, business continuity — all included and auto-assigned based on your permissions.

Document Library — Authorisation Pack
AML Policy & Procedures
Complaints Handling Policy
Vulnerable Customers Policy
Business Continuity Plan
Data Protection Policy
Conflicts of Interest Policy
70+
Compliance Modules
Full FCA sourcebook coverage including COBS, SYSC, DISP, and more
55+
Monitoring Areas
Pre-built compliance monitoring plan with schedules and evidence templates

Application Tracker

Visual progress through your authorisation journey

Application Readiness 68%
Policy suite complete
Monitoring plan configured
SM&CR roles identified

Anna AI Support

Ask compliance questions in plain English

Get instant answers about FCA requirements, application processes, and regulatory obligations. Anna understands your permissions and gives contextual guidance.

"What policies do I need for mortgage advice?"
"Explain the Consumer Duty requirements"
Key Modules

Tools Built for Authorisation

Five essential modules that take you from planning to submission-ready.

Essential

FCA Application Tracker

Visual journey tracking, milestone management, document checklists

Document Library

50+ policy templates auto-assigned, version control, audit trails

Compliance Monitoring Plan

55+ monitoring areas, annual schedule, evidence management

People Compliance

SM&CR preparation, F&P assessments, SoR frameworks

Compliance Hub

70+ modules showing post-authorisation compliance structure

Application Readiness

Show the FCA You Mean Business

The FCA wants to see that you understand regulatory requirements and have proper systems in place. RegTechPRO helps you demonstrate exactly that.

Complete Policy Suite

Every policy the FCA expects to see, professionally written and ready to customise

Monitoring Programme Evidence

A documented plan showing how you'll maintain ongoing compliance

SM&CR Documentation

F&P assessments, responsibilities mapping, and governance structure

Progress Visibility

Track your application readiness and identify gaps before submission

Application Readiness

Pre-Submission Checklist

70%

Good Progress

14 of 20 items complete

AML Policy & Procedures Complete
Complaints Handling Policy Complete
Compliance Monitoring Plan Complete
SM&CR Responsibilities Map In Progress
Business Continuity Plan To Do

Skip the Expensive Consultants

Compliance consultants charge a premium for authorisation support. RegTechPRO gives you the same structure and templates — without the five-figure price tag.

Traditional Consultants

  • One-off project, no ongoing support
  • Documents delivered and forgotten
  • Expensive updates when rules change
  • No technology or workflow tools
£15,000+
Typical authorisation project

RegTechPRO

  • Continuous platform access
  • Living documents you own forever
  • Templates updated with regulations
  • Full compliance workflow system
From £200/mo
Cancel anytime

Ready to Start Your Authorisation Journey?

Don't let the FCA application process hold you back. Get the structure, templates, and tools you need to prepare a complete, inspection-ready application.

Start Your Free Trial

Trusted by 250+ UK-regulated firms • Plans from £200/month

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Lighten the Load of FCA Compliance.

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