The FCA application process doesn't have to be overwhelming. RegTechPRO gives you the structure, templates, and tracking tools to prepare a complete application — without expensive consultants.
Understand what's required for your permissions
You are hereCreate all required policies and procedures
Demonstrate how you'll maintain compliance
Identify key individuals and prepare F&P assessments
Submit your complete, inspection-ready application
GoalYou've got a great business idea, but the regulatory hurdles feel insurmountable. You're not alone.
Connect, forms, thresholds, fee blocks, permissions — it's a maze of jargon and bureaucracy that feels designed to confuse newcomers.
AML policy? Complaints procedure? Vulnerable customers policy? The list seems endless and you're not sure what's actually required for your permissions.
The FCA receives thousands of applications. One missing document or poorly worded policy could mean months of delays — or outright rejection.
Compliance consultants charge £10,000-£50,000+ for authorisation support. For a startup, that's often more than you can afford before you've even started trading.
RegTechPRO gives you the same structure, templates, and tools that established firms use — at a fraction of the cost of hiring consultants.
Track every milestone of your authorisation journey. Visual progress, document checklists, and timeline management in one place.
50+ professionally written policy and procedure templates. Pre-aligned with FCA requirements, ready for you to customise.
A compliance monitoring programme is essential for authorisation. 55+ predefined monitoring areas with schedules and evidence templates.
Identify your SMFs and Certified Persons. F&P assessment templates, SoR frameworks, and certification regime preparation.
See exactly what compliance will look like post-authorisation. 70+ modules covering every FCA requirement you'll face.
Ask compliance questions in plain English. Get instant answers about FCA requirements, application processes, and regulatory obligations.
Five essential modules that take you from planning to submission-ready.
Visual journey tracking, milestone management, document checklists
50+ policy templates auto-assigned, version control, audit trails
55+ monitoring areas, annual schedule, evidence management
SM&CR preparation, F&P assessments, SoR frameworks
70+ modules showing post-authorisation compliance structure
The FCA wants to see that you understand regulatory requirements and have proper systems in place. RegTechPRO helps you demonstrate exactly that.
Every policy the FCA expects to see, professionally written and ready to customise
A documented plan showing how you'll maintain ongoing compliance
F&P assessments, responsibilities mapping, and governance structure
Track your application readiness and identify gaps before submission
Pre-Submission Checklist
14 of 20 items complete
Compliance consultants charge a premium for authorisation support. RegTechPRO gives you the same structure and templates — without the five-figure price tag.
Don't let the FCA application process hold you back. Get the structure, templates, and tools you need to prepare a complete, inspection-ready application.
Start Your Free TrialNo credit card required • Start preparing today • Full support included
