Structured Reviews
Compliance Monitoring Plan
55+ Pre-Built Monitoring Areas. Annual Planning. Full Audit Trails.
A complete compliance monitoring framework with predefined review areas mapped to FCA Handbook requirements. Schedule reviews, track findings, assign owners, and demonstrate your compliance oversight.
Trusted by 250+ UK-regulated firms
55+
Monitoring Areas
12
Categories
FCA
Mapped
Annual Planning
Findings Log
FCA Mapped
55
Monitoring Areas
42
Complete
8
Due This Month
regtechpro.co.uk/compliance-monitoring
Issue Management
Track Findings to Resolution
Log issues with severity ratings, assign remediation owners, and track progress to closure with full audit trails.
Findings Log
Complete Issue Tracking
Centralised log of all compliance findings with severity classifications, root cause analysis, and remediation tracking.
Findings Log
8 Open
Completion
75%
YTD Reviews Complete
Status Breakdown
42
of 55
42 Complete
8 Scheduled
5 Overdue
Severity
Severity Classification
Categorise findings as Critical, Major, or Minor to prioritise remediation efforts appropriately.
Critical — Immediate action
Major — 30-day resolution
Minor — 90-day resolution
Remediation
Track to Closure
Assign owners, set due dates, and monitor progress to closure.
94%
Closure Rate94%
Avg Resolution18 days
Open Issues8
FCA Ready
Insights & Templates
MI Dashboards & Review Templates
Visual dashboards showing programme health, plus 55 structured review templates mapped to FCA requirements.
Trends Dashboard
Real-Time Programme Insights
Monitor completion rates, track findings trends, and identify areas needing attention.
Trends & MI
Live MI
Template Library
55 Pre-Built Review Templates
Each template includes objectives, scope, evidence requirements, and FCA sourcebook references.
Review Templates
55 Templates
Ready to Structure Your Monitoring Programme?
Start your free trial and access 55+ predefined monitoring areas mapped to FCA requirements. Plan your year, execute reviews, and evidence your compliance oversight.
Start Your Free TrialTrusted by 250+ UK-regulated firms • Plans from £200/month
