55+ Pre-Built Monitoring Areas. Annual Planning. Full Audit Trails.
A complete compliance monitoring framework with predefined review areas mapped to FCA Handbook requirements. Schedule reviews, track findings, assign owners, and demonstrate your compliance oversight.
Comprehensive coverage across 12 categories, each mapped to FCA Handbook requirements with suggested review frequencies.
Plan, execute, and evidence your entire monitoring programme in one place.
Visualise your entire monitoring calendar. See what's scheduled by week, month, or quarter at a glance.
Every monitoring area is tagged with relevant FCA sourcebook references — FIT, SYSC, COBS, PRIN 2A, and more.
Pre-set review frequencies — monthly, quarterly, annual, or ad-hoc. Customise to match your risk appetite.
Assign each monitoring area to a responsible person. Track who's accountable for every review.
Visual status indicators show what's on track, what's due, and what's overdue. Never miss a review.
Attach working papers, screenshots, and supporting documentation directly to each review.
See your entire compliance monitoring programme laid out across the year. Plan reviews by quarter, identify busy periods, and ensure comprehensive coverage across all risk areas.
When reviews identify issues, log them with severity ratings, assign remediation owners, and track progress to closure. Build a complete audit trail for regulators and your board.
Categorise findings as Critical, Major, or Minor to prioritise remediation
Document underlying causes and link to systemic issues
Assign owners, set due dates, and monitor progress to closure
Start your free trial and access 55+ predefined monitoring areas mapped to FCA requirements. Plan your year, execute reviews, and evidence your compliance oversight.
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