Risk Intelligence

Risk Management Hub

Identify. Assess. Mitigate. Control.

A complete risk management framework built for financial services. Track risks by category, score inherent and residual exposure, map controls, assign owners, and demonstrate your risk appetite in action.

Trusted by 250+ UK-regulated firms

Regulatory Operational Financial Strategic Conduct

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Live Platform

47 Total Risks

3 Critical Requires Attention

38 Mitigated

124 Controls

app.regtechpro.co.uk/risk-management

The Challenge

Risk Management Without the Right Tools

Spreadsheets and email chains aren't built for enterprise risk management. Here's what firms struggle with.

Scattered Risk Data

Risks tracked across multiple spreadsheets with no single source of truth or version control.

No Risk Visibility

Board and senior management can't see the current risk position at a glance when they need it.

Control Gaps

No clear mapping between risks and controls. Hard to demonstrate mitigation to regulators.

Missed Reviews

Risk reviews fall through the cracks without automated scheduling and reminder systems.

Unclear Ownership

Nobody knows who's responsible for monitoring and mitigating each risk.

Audit Nightmare

No audit trail of risk changes, assessments, or decisions. Regulators won't be impressed.

The Platform

Enterprise Risk Management, Simplified

Everything you need to implement a robust risk framework — without the complexity or cost.

Risk Register

Live Demo

Complete Risk Register

A single source of truth for all your risks. Log, track, and manage every identified risk with full audit trails.

Risk Score Owner Status

Regulatory breach - COBS Critical JW J. Wilson In Review

System outage - CRM High SC S. Chen Monitoring

Key person dependency Medium MB M. Brown Mitigated

Client data exposure Low ET E. Taylor Closed

Coverage

Risk Categories

Regulatory • Operational • Financial • Strategic • Conduct • Cyber

Mitigated

81%

Risks Controlled

Average across RegTechPRO firms

Control Framework

Map Controls to Risks

Link mitigating controls to each risk and track their effectiveness over time.

Segregation of Duties

94%

Four-Eyes Review

88%

Access Permissions

72%

Manual Reconciliation

45%

Governance

Risk Appetite Statement

Define and document your firm's risk appetite by category. Demonstrate you're operating within bounds.

Regulatory Risk Zero Tolerance

Operational Risk Low

Strategic Risk Moderate

Financial Risk Defined Limits

Powerful Features

Enterprise Risk Management Made Simple

Everything you need to implement a robust risk framework without the complexity.

Interactive Heat Map

Visual 5x5 risk matrix with drag-and-drop positioning. See your entire risk landscape at a glance.

Inherent vs Residual

Score risks before and after controls. Demonstrate the value of your mitigation activities.

Risk Owners

Assign accountability for each risk. Track who's responsible for monitoring and mitigation.

Risk Appetite Statement

Define and document your firm's appetite by risk category. Show you're operating within bounds.

Smart Filtering

Filter risks by category, owner, score, or status. Find what you need in seconds.

Board Reporting

Export risk registers and heat maps for board packs. Professional reports in one click.

Central Repository

Complete Risk Register

A single source of truth for all your risks. Log, track, and manage every identified risk with full audit trails and version history. Never lose track of a risk again.

Unlimited risk entries

Custom risk categories and tags

Linked mitigating actions

Review scheduling and reminders

Complete audit history

Risk Register

Risk Score Owner Status

Regulatory breach - COBS Critical JW J. Wilson In Review

System outage - CRM High SC S. Chen Monitoring

Key person dependency Medium MB M. Brown Mitigated

Client data exposure Low ET E. Taylor Closed

Control Effectiveness All Controls

94%

Segregation of Duties Preventive Control

Effectiveness

88%

Four-Eyes Review Detective Control

Effectiveness

72%

Access Permissions Preventive Control

Effectiveness

45%

Manual Reconciliation Detective Control

Effectiveness

Control Framework

Map Controls to Risks

Link mitigating controls to each risk and track their effectiveness. See which controls are working — and which need strengthening. Build evidence for your second line of defence.

Effectiveness Scoring

Rate each control from 0-100% based on testing and evidence

Risk-Control Mapping

Link multiple controls to each risk for comprehensive coverage

Testing Schedule

Schedule periodic control testing with automated reminders

Ready to Take Control of Risk?

Start your free trial and experience a risk management framework designed for regulated firms. Identify, assess, and mitigate — with confidence.

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Trusted by 250+ UK-regulated firms • Plans from £200/month

Effectiveness Scoring

Risk-Control Mapping

Testing Schedule

Lighten the Load of FCA Compliance.

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