From core compliance essentials to full enterprise coverage — explore every feature, module, and benefit included in each RegTechPRO subscription tier.
Essential registers and workflows to maintain foundational regulatory compliance.
Core subscription benefits to power your compliance.
Essential tools to manage your compliance operations.
Log, investigate, and remediate compliance breaches with full audit trails.
FCA-compliant complaints handling with DISP timelines and root cause analysis.
Record and assess customer interactions for quality and compliance.
Fraud detection workflows and incident management with full reporting.
PEP identification and enhanced monitoring for high-risk relationships.
Register and manage potential conflicts with disclosure and mitigation tracking.
| Conflict | Type | Status |
|---|---|---|
| Director shareholding | Financial | Disclosed |
| Family relationship | Personal | Mitigated |
Pre-approval workflows and registers for gifts given and received.
Advanced regulatory monitoring, document management, and financial crime frameworks.
More capacity for your growing compliance needs.
Powerful tools to elevate your compliance operations.
Comprehensive AML framework with risk assessment, monitoring, and SAR reporting.
PEP and sanctions list management with automated screening workflows.
Pre-approval workflows for marketing materials with full audit trail.
Structured audit framework for complaints handling against FCA DISP rules.
Complete regulatory suite with dedicated support, SM&CR, Consumer Duty, and all sector-specific sourcebooks.
Enhanced capacity and dedicated support for larger teams.
Enterprise-grade tools for comprehensive compliance management.
Complete Consumer Duty framework with outcome tracking across all four pillars.
Complete Senior Managers & Certification Regime management with conduct rule tracking.
| Role | Function | Status |
|---|---|---|
| James Wilson | SMF1 - CEO | Approved |
| Sarah Chen | SMF16 - Compliance | Approved |
| Michael Brown | SMF17 - MLRO | Approved |
Complete data protection management with DSAR tracking and breach reporting.
Comprehensive monitoring and compliance tracking for sector-specific FCA sourcebooks.
White-glove compliance service with unlimited capacity and strategic support.
Unlimited capacity for enterprise-scale compliance.
Named account manager and guaranteed response times.
Proactive reviews and tailored configuration.
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Trusted by 250+ UK-regulated firms • Plans from £200/month
