Eight tabs. Every monitoring job, in one place.
A live MI dashboard. The 1,139-template Compliance Monitoring Plan. Attestations. Registers. A Kanban for the day-to-day. A dual-mode Calendar (your tasks + the regulator's). Anna's 12-section Annual Report. And built-in technical guidance that trains your team while they work. Click any tab below to see the actual platform.
The Head-of-Compliance landing surface. 14 live tiles: Total/Open/Closed/Overdue KPIs with sparklines, Completion Rate, Health Score, RAG distribution donut, Approval Rate, Module Health register, RAG by Module, Status Distribution, Monthly Trend and the Module Breakdown table. Click any tile for one-click drill-down to the underlying records — Risk items get an orange "Open in Risk" jump; everything else opens the submission inline.
Two views, one tab. Attestations tracks every formal declaration your firm has to make (CASS, MIFIDPRU, Consumer Duty, SM&CR, GDPR, Compliance Reports). Registers holds every event your firm needs to record — Complaints, Breaches, Gifts & Entertainment, Conflicts, Fraud, PEPs, Suitability, Call Monitoring. Same status chips, same maker-checker approval workflow, same Drive-backed evidence trail. The 12 FCA Principles are individually ticked on every Compliance Attestation — and the form can't be submitted until each one is signed off.
1,139 expert-built monitoring checks across 79 regulation-anchored categories, organised on a five-prefix architecture: A FCA backbone (~465) · B Financial Crime (~150) · C Data, Privacy, Cyber & AI Governance (~150 — including 15 dedicated AI Governance checks for UK GDPR Art 22 / FCA FS2/23) · D non-FCA statutory (~150 — HMRC, HSE, TPR, Companies House, Home Office, EU DORA) · E firm-type chapters (~195). Each template ships with a regulatory reference chain, plain-English Objective and Commentary that pre-populate as in-form guidance.
A Kanban that aggregates every task type onto one board — Hub tasks, CMP monitoring activities, attestations, registers, custom forms — organised by Status (Pending · Open · Sent for Approval · Closed) or by time bucket (Do Today · Do This Week · Do This Month · Do This Year). Card anatomy: status-coloured header, owner, due, tag chips, View Form. Drag-drop between columns. The same approval workflow flows through every card.
Four synchronised views (Day · Week · Month · Year), aggregating tasks from every source — CMP, Attestations, Registers, Custom Forms. Filter by source, category, owner, status or approval. Search across title and metadata. Drag-drop to reschedule. Year view spans 5 years (2024–2028), so the calendar is a living instrument, not a point-in-time snapshot.
The regulator's calendar, in the platform. FCA consultation deadlines, implementation dates, enforcement fines and review periods — curated monthly, click any event for the source-quoted description. Plan your monitoring activities around what the FCA is publishing, not after. Most firms rebuild this in Excel every quarter; here it ships as a live surface alongside your task calendar.
Anna's headline deliverable. A 12-section Annual Compliance Monitoring Report drafted from your live data — Executive Summary, Plan Coverage, Plan Execution, Attestations Programme, Registers Activity, Top Findings, Findings by Category & Severity, Remediation Status, Evidence Summary, Regulatory Mapping & Perimeter, Material Issues & Notifications, Compliance Officer Attestation & Forward Plan. Generate sections individually or in batch. Edit in place. Export as HTML. Cited to SYSC 6.1, SYSC 6.2, PRIN 2A, MLR 2017, COBS, ICOBS, MCOB, CONC, CASS, MIFIDPRU, GDPR, COCON.
What makes us different. Above every assessment sits two or three paragraphs of plain-English regulatory guidance — what the FCA expects, what enforcement action has been taken, and what good looks like. Your compliance team is trained while they work, and every completed form counts as CPD. Every senior-manager sign-off carries the regulatory rationale in the same record, so when the FCA asks "did you understand what you signed off?" the answer is right there.
