Anti-Money Laundering

Check and Demonstrate Your Firm's Compliance Against Each AML Requirement:

• Customer Due Diligence (CDD): Verify client identities and risks with guided steps, explaining why thorough checks prevent money laundering entry points.

• Enhanced Due Diligence (EDD): Apply deeper scrutiny for high-risk clients, with a rationale on mitigating elevated threats like complex structures or jurisdictions.

• Politically Exposed Persons (PEPs): Screen and monitor PEPs effectively, highlighting why extra vigilance reduces corruption and abuse risks.

• Transaction Monitoring: Track automated systems for anomalies and alerts, with insights on why ongoing vigilance detects and reports suspicious patterns promptly.

• Sanctions Screening: Check against global lists (UN, EU, OFAC, UK), including guidance on why regular updates and match-handling ensure no prohibited dealings.

• Staff Training: Deliver role-tailored programmes and assessments, explaining how this builds awareness to recognise risks and escalate without tipping off.

• MLRO Appointment: Confirm independent, qualified oversight, with details on why authority and reporting keep leadership accountable.

• Policy and Procedures: Maintain board-approved policies with updates, underscoring why they align with evolving laws for firm-wide adherence.

• Internal Audits and Controls: Test and document controls regularly, with a rationale on why this identifies gaps and strengthens defences.

Achieve up to 40% faster compliance proof, with clear guidance on regulator expectations.