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Subject Access Request Procedures Manual

£50.00

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Arrears & Default Policy Template

£20.00

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Affordable Credit Policy Template

£20.00

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Client Categorisation for Investment Firms (COBS 2)

£35.00

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Investment Firms guide to the Conduct of Business Rules (COBS 2)

£35.00

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Overseas Fund Regime (OFR) Recognised Schemes

£15.00

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UCITS Promotions

£20.00

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Promotions of Non Mass Market Investments

£45.00

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Promotions of Restricted Mass Market Investments

£40.00

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Financial Promotion Record Keeping for Investment Firms

£50.00

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Approving and Confirming Financial Promotion Compliance for Investment Firms

£25.00

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Investment Promotions with an Overseas Element

£15.00

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Investment Promotions not in Writing

£20.00

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Direct Offer Investment Financial Promotions

£30.00

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Non-MiFID Performance Communications for Investment Promotions

£25.00

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Communicating Investment Performance under MiFID

£40.00

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Communicating with Non-MiFID Clients for Investment Promotions

£30.00

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Compensation Information for Investment Promotions

£10.00

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Investment Promotions must be Identifiable as Such

£10.00

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The Fair, Clear and Misleading Rule for Investment Promotions

£20.00

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Application of COBS to Investment Firms

£10.00

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Skills Gap Analysis Template

£10.00

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Suspicious Transaction Order Report Template

£15.00

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ICOBS Handbook Guide

£100.00

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Market Abuse Policy Template

£65.00

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ISO37301 Compliance Management Systems Manual

£50.00

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Vulnerable Customers Policy Template

£40.00

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Training & Competence Policy Template

£40.00

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SM&CR Policy Template

£40.00

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Consumer Duty Policy Template

£50.00

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Conflicts of Interest Policy Template

£25.00

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Compliance Monitoring Plan Template

£45.00

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Complaints Handling Policy

£50.00

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Financial Promotions & Customer Communications Policy

£25.00

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AI Acceptable Usage Policy

£25.00

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Distance Marketing Policy

£25.00

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GDPR Manual

£50.00

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Regulatory Business Plan Template

£25.00

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Gifts & Entertainment Policy Template

£50.00

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Treating Customers Fairly Policy

£50.00

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Business Continuity Plan Template

£75.00

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AML Manual Template

£100.00

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