You didn't start your business to spend every day buried in compliance paperwork. RegTechPRO gives you the structure, tools, and templates to stay on top of your FCA obligations — without hiring a full-time compliance team.
You're not alone. These are the challenges we hear from directly authorised firms every day.
You're wearing multiple hats. Compliance gets squeezed between client work, admin, and everything else that keeps the lights on.
That AML policy from 2019? The GDPR procedures you meant to update? They're gathering dust while regulations keep changing.
Consumer Duty. SMCR changes. New FCA guidance. By the time you've digested one update, three more have landed.
Records were scattered across spreadsheets, emails, and filing cabinets. When the regulator asked for evidence, you couldn't find it fast enough.
COBS? ICOBS? CONC? MCOB? The FCA Handbook is a maze. You're never quite sure what's relevant and what you can safely ignore.
You know you need to do it, but it never feels productive. It's a constant drain on time you'd rather spend with clients.
We built RegTechPRO specifically for small FCA-regulated firms. Everything you need to stay compliant, organised, and inspection-ready — without the complexity or cost of enterprise solutions.
70+ compliance modules covering FCA regulations, financial crime, data protection, and Consumer Duty. No blank canvas — just follow the framework.
50+ policy and procedure templates auto-assigned to your account. Expert-written, FCA-aligned, and ready to customise for your firm.
Real-time alerts from FCA, PRA, ICO, and more. Filter by relevance, build your watchlist, and never miss an update that matters to your firm.
See your compliance position at a glance. RAG status across all modules, overdue tasks, and trend analysis. Board-ready reporting in seconds.
55+ predefined monitoring areas with review schedules. Annual planning, findings log, and evidence management. Prove your oversight.
Ask compliance questions in plain English. Get instant answers grounded in your firm's data and FCA requirements. Like having a compliance officer on call 24/7.
A complete compliance toolkit designed for firms like yours. No fluff — just what you need to stay on top of your FCA obligations.
70+ modules covering COBS, ICOBS, CONC, Consumer Duty, AML, and more. Task management with table, calendar, and Kanban views.
Learn moreLive compliance health metrics. RAG status by module, trend analysis, overdue tracking. Export board-ready reports instantly.
Learn moreReal-time regulatory updates from FCA, PRA, ICO, and more. Smart filtering, personal watchlists, and priority alerts.
Learn moreSM&CR management for all firm sizes. F&P assessments, SoR management, certification regime, CPD tracking.
Learn more50+ auto-assigned policy templates. Version control, audit trails, and instant access to your entire compliance document suite.
Learn more55+ monitoring areas with predefined schedules. Annual planning calendar, findings log, remediation tracking.
Learn moreInteractive risk heat maps, risk register, control mapping. Inherent vs residual scoring, risk appetite statements.
Learn moreIntelligent compliance assistant. Ask questions in plain English, get answers grounded in your firm's data and FCA requirements.
Learn moreWhether you're an investment manager, insurance intermediary, mortgage broker, or consumer credit firm — RegTechPRO adapts to your regulatory requirements. One platform, all permissions covered.
Before RegTechPRO, compliance was a constant source of stress. Now I have a clear structure, all my policies are up to date, and I actually know what's happening across my regulatory obligations. It's transformed how we operate.
Join 50+ UK directly authorised firms who've switched to RegTechPRO. Start your free trial today — no credit card required, no commitment, just better compliance.
Start Your Free TrialPlans from £150/month • Cancel anytime • Full support included
