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Compliance Hub - The Heart of FCA Compliance | RegTechPRO
The Central Nervous System of Compliance

The Compliance Hub

One Platform. Complete FCA Coverage. Total Control.

70+ pre-configured compliance modules, automated task management, and real-time MI — everything UK-regulated firms need to stay audit-ready without the £15k+ consultant fees.

Trusted by 250+ UK-regulated firms

70+
Modules
24/7
Audit Ready
90%
Time Saved
Task Automation
Document Library
MI Dashboard
Calendar Sync
Start Your Free Trial See What's Included
RegTechPRO Compliance Hub - Table View
Select View
Compliance Score
This Month
94%
Score
847
Tasks
12
Due
Tasks Due
3 this week
70+
Modules
The Problem

Compliance Shouldn't Be This Hard

Spreadsheets, scattered documents, missed deadlines. Sound familiar? You're not alone.

Scattered Information

Policies in one place, evidence in another, tasks in spreadsheets. Finding what you need takes hours.

Missed Deadlines

Without automated reminders, regulatory deadlines slip through the cracks. The FCA doesn't accept excuses.

Audit Anxiety

When the FCA comes knocking, you need evidence at your fingertips. Not buried in folders you forgot existed.

No Accountability

Who's responsible for what? Without clear ownership, tasks get forgotten and fingers get pointed.

No Visibility

Board members ask about compliance status. You spend days compiling reports that are outdated by the time they're finished.

Consultant Dependency

Paying £15,000+ per year for external consultants to tell you what you should already know.

The Solution

Everything in One Place

The Compliance Hub brings order to chaos with purpose-built tools for FCA-regulated firms.

TASK MANAGEMENT

Never Miss a Deadline

Automated task scheduling, assignments, and reminders keep your team on track. Every task linked to its regulatory requirement.

  • Recurring task automation
  • Multi-user assignment
  • Evidence attachment
847
Tasks Complete
Compliance Hub — Tasks
Q4 Risk Assessment Complete
AML Policy Review Complete
MLRO Annual Report In Progress
Consumer Duty Board Report Due Friday
12
Due This Week
COMPLIANCE SCORE

Real-Time Health

See your compliance posture at a glance with live metrics.

94%
COMPLIANT
67
On Track
5
At Risk
EVIDENCE VAULT

Audit-Ready Storage

All documentation in one secure, searchable place.

2,847
DOCUMENTS STORED
AML Policy
v3.2 • Dec 2024
GDPR Reg
v2.1 • Nov 2024
Risk Matrix
v4.0 • Jan 2025
POLICY LIBRARY

50+ Policy Templates

Pre-built, FCA-compliant policies ready to customise. Version control and approval workflows included.

AML Policy v3.2 Current
Updated 2 days ago by J. Smith
AML Policy v3.1
15 Dec 2024 by M. Johnson
AML Policy v3.0
1 Nov 2024 by J. Smith
HORIZON SCANNING

Stay Ahead of Change

Automated regulatory monitoring. Get alerted to FCA updates that affect your business before they become law.

Consumer Duty Update PS24/2
FCA • High Impact • Due 31 Jan
SM&CR Guidance Amendment
FCA • Medium Impact • Consultation
GDPR Technical Standards
ICO • Low Impact • For Review
Kanban View

Visualise Your Workflow

Drag and drop tasks across status columns. Filter by user, team, status, or regulatory activity to focus on exactly what matters right now.

Drag & Drop

Move tasks between columns instantly

Filter by User/Team

See workload by person or department

Status Filters

Open, Pending, Approved, Rejected

Activity Filters

AML, GDPR, SM&CR, Complaints & more

RegTechPRO Kanban View
32
Completed This Week
8
In Progress
RegTechPRO Calendar View
Jan 2025
Current Month
iCal
Sync Enabled
Calendar View

Never Miss a Deadline

See all your compliance deadlines in weekly or monthly format. Syncs automatically with Outlook, Google Calendar, and any iCal-compatible app.

Auto Sync

Two-way calendar integration

Smart Alerts

Get reminded before deadlines hit

Recurring Tasks

Auto-schedule annual reviews

Deadline Alerts

RAG status by due date

70+ Modules

Complete FCA Coverage

Every regulatory area, every requirement, every deadline. Pre-configured and ready to go.

FCA Conduct

15 modules
SM&CR Consumer Duty Complaints Vulnerable Customers Conflicts of Interest T&C

Financial Crime

12 modules
AML KYC/CDD SAR Filing Sanctions Fraud Prevention Transaction Monitoring

Prudential

8 modules
ICARA Capital Requirements Liquidity Wind-Down RRP

Governance

10 modules
Board MI Risk Register Audit Trail Policies Attestations

Data Protection

8 modules
GDPR PECR Consent Confidentiality Info Security Data Breach

Technology

8 modules
IT Compliance Cyber PCI DSS Outsourcing BCP/DR Cloud
Real-Time Analytics

MI Dashboard

Transform compliance data into actionable insights. Track KPIs, monitor trends, and generate board-ready reports with a single click.

Live compliance health metrics
Module-by-module performance
RAG status at a glance
Exportable board reports
RegTechPRO MI Dashboard
Build Your Own

Custom Forms & Approvals

Go beyond pre-built modules. Create bespoke forms for any process — attestations, sign-offs, risk assessments — with multi-level approval workflows built in.

Drag & Drop Builder

Text fields, dropdowns, signatures, date pickers — build any form in minutes without IT.

Multi-Level Approvals

Route submissions to the right people — line managers, compliance, board members — automatically.

Complete Audit Trail

Every submission, approval, and rejection timestamped and stored. FCA evidence at your fingertips.

156
Custom Forms Built
Form Builder — Compliance Hub
Field Types
Text Input
Dropdown
Signature
Date Picker
File Upload
Annual Risk Attestation
Live Preview
Employee Name *
Enter full name...
Department *
Operations Compliance Finance IT
Risk Acknowledgement *
I confirm I have read and understood the firm's risk policies...
Approval Workflow
LM
Line Manager
CO
Compliance
BD
Board
2,340
Approvals Processed

Ready to Take Control of Compliance?

Join 250+ UK-regulated firms already using the Compliance Hub to save hours every week and stay audit-ready 24/7.

Start Your Free Trial

Trusted by 250+ UK-regulated firms • Plans from £200/month

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