SM&CR, APER, IDD and Beyond. Every Person. Every Requirement.
Complete oversight of your people compliance obligations. From Senior Manager statements of responsibilities to Certification Regime assessments, CPD tracking to fit and proper declarations — manage it all in one place.
Whether you're dual-regulated with SM&CR, solo-regulated with APER, or need IDD CPD tracking, we've got you covered.
Complete SMF management with statements of responsibilities, reasonable steps, and annual certifications.
For solo-regulated firms. Track controlled functions, fitness assessments, and conduct rules compliance.
Annual fitness and propriety assessments for certified staff with automated reminders and evidence trails.
Track 15+ hours annual CPD for insurance intermediaries. Log activities, upload evidence, generate reports.
From onboarding to annual reviews, manage your staff compliance lifecycle with confidence.
Create, manage, and version-control SMF statements. Pre-built templates aligned with FCA requirements and prescribed responsibilities.
Annual F&P questionnaires with electronic signatures. Track criminal, financial, and regulatory history with full audit trails.
Pre-employment screening, reference checks, DBS verification, and credit history — all in one centralised workflow.
Log training hours, upload certificates, and track progress against IDD and internal requirements. Automated reminders before deadlines.
Automated reminders for annual certifications, F&P reviews, and training deadlines. Never miss a compliance date again.
Map staff to SMF functions, controlled functions, and conduct rules. Visual org charts showing accountability hierarchies.
Create comprehensive SMF statements that map prescribed responsibilities, inherent functions, and business areas. Version control ensures you always have the current approved statement — and the history to prove it.
Track continuing professional development hours for IDD compliance and internal requirements. Visual progress dashboards make it easy to see who's on track — and who needs a nudge.
Log structured and unstructured CPD with categories and evidence uploads
Automated reminders when staff are falling behind on their annual requirements
Generate IDD-compliant reports for auditors and regulators
Generate professional compliance certificates for your staff. From annual certifications to training completions.
Certification Regime compliance certificates confirming fit and proper status for certified staff.
IDD-compliant certificates showing annual CPD hours achieved with breakdown by category.
Evidence of completed F&P assessments with declaration dates and approval signatures.
Join firms across the UK who trust RegTechPRO to manage their SM&CR, APER, and staff compliance obligations. Start your free trial today.
Start Your Free Trial
