801
0
1000ms
0vh
RegTechPRO — Platform Features
Platform Features · 15 Modules · 1,000+ Templates

Everything you need to run compliance. In one platform.

Fifteen regulatory-anchored modules, 1,000+ expert-built templates, and Anna — your AI compliance analyst. Built for FCA-regulated firms that want supervisory-grade evidence without the consultancy invoice.

Book a Consultation
25+ Years FCA Expertise
Bank-Grade Encryption
SOC 2 Infrastructure
ISO 27001 Infrastructure
UK Based & Hosted
ICO Registered
What's Included

Fifteen modules. One platform. Zero spreadsheets.

Each module is mapped to its FCA sourcebook, pre-loaded with expert templates, and wired into Anna for live MI, deterministic scoring, and board-ready reports. Click any module to see the full feature page.

Consumer Duty Dashboard

Consumer Duty

A PRIN 2A.9 board report drafted from your own data. 238 attestations with a named per-question audit trail, evidence linked to Google Drive, year-on-year diff and adverse outcome tracking — Anna pulls it all into the 29-page board report.

Named Audit TrailDrive-Linked EvidenceYear-on-Year DiffAdverse OutcomesAnna-Drafted
View feature page
Policy Studio

Policy Studio

Policies with teeth — drafted by Anna, reviewed by your team, approved under version lock. 74 regulator-anchored templates across 10 categories, operationalised into live tasks.

74 Policy LibraryGoogle DocsApproval WorkflowVersion Lock
View feature page
Compliance Monitoring Hub — dashboard, attestations, registers, CMP templates, calendar and Anna's Annual Compliance Monitoring Report

Compliance Monitoring Hub

The platform's flagship module. 1,139 expert-built monitoring checks across 8 regulators (FCA, ICO, HMRC, HSE, TPR, Companies House, Home Office, EU DORA). Live MI dashboard, dual-mode calendar, attestations, registers — and Anna's 12-section Annual Compliance Monitoring Report drafted from your live data.

1,139 Monitoring Checks8 RegulatorsAnna Annual ReportLive MI Dashboard
View feature page
Risk Management

Risk Management

Enterprise GRC at SME pricing. 5×5 three-score register, third-party register (SYSC 8 / CTP regime), force-directed risk network with concentration alerts, RCSA campaigns with signed audit snapshots, field-level audit trail — and a 15-section Anna AI Risk Committee Report drafted from your live data.

Risk NetworkThird Party RegisterRCSA CampaignsAudit Trail15-Section Anna Report
View feature page
Firm Compliance

Firm & AR Management

Principal networks, handled. Firm, AR and user group records under a single SUP 12 framework, with a 9-tab AR oversight surface, onboarding, and termination workflows.

AR PortalsNetwork OversightOnboardingTerminations
View feature page
People Compliance

People Compliance

SM&CR, fitness and training in one register. 222 fields per person covering SMF mapping, APER/IDD certification, a 55-question F&P test and CPD tracking.

SMF RegisterCertificationF&P TestsTraining Records
View feature page
Horizon Scanning

Horizon Scanning

FCA changes, before your peers see them. Daily scanning across 13 UK regulators and 1,953 live articles, with impact assessments and direct push into your task register.

Daily ScanningImpact AssessmentsAction Items13 Regulators
View feature page
Application Tracker

Application Tracker

FCA applications, tracked end-to-end. A 4-stage lifecycle, 41-item document checklist, and an 8-section Anna Application Requirements Report mapped to the RAO Articles.

Status TimelineDocument VaultDeadline AlertsOutcome Log
View feature page
MI Dashboard

MI Dashboard

The firm-wide view every other module feeds. Aggregates live data from all modules — tasks, attestations, risk posture, monitoring outcomes, breaches, training — into one Board-ready dashboard with a single combined Anna AI Executive Report covering the whole compliance picture.

Cross-Module Anna ReportFirm-Wide MI40+ Data SourcesBoard-Ready View
View feature page
Media Hub

Media Hub

A curated library of 40 regulator-aligned resources across 8 sections. FCA walkthroughs, monthly compliance updates, press releases and source documents in one place.

FCA VideosRegulatory LibraryMonthly UpdatesPress Releases
View feature page
Operational Resilience & BCP

Operational Resilience

Important business services, mapped. 84-point Resilience Health score, 20-step Immediate Response, Live Incident Mode with FCA 4-hour countdown, tabletop exercise programme, and Anna's 5-format report engine (Full BCP, FCA Dry-Run mock interview, Board Quarterly, Exec Summary, SYSC 15A Snapshot).

IBS RegisterImpact TolerancesLive Incident Mode5 AI ReportsSYSC 15A Mapped
View feature page
Financial Crime Suite — MLRO dashboard with year-locked records, named-attestor audit trail, MLRO Calendar and six Anna-drafted reports

Financial Crime Suite

The complete MLRO operating system. 25 live registers, 30 FCA-minimum controls, 132-question Gap Analysis, year-on-year locked records, named-attestor audit trail, central Evidence register, 13-cycle MLRO operating calendar — and six Anna-drafted regulator-grade reports including the 14-section JMLSG Annual and a 12-question FCA Supervisory Readiness dry-run.

FCA Supervisory ReadinessYear-Locked RecordsNamed-Attestor AuditMLRO Operating Calendar
View feature page
Data Protection — DPO dashboard with 10 pillars, 30-control ICO Accountability checklist, Anna-drafted 14-section DPO Annual Report

Data Protection

UK GDPR, DPA 2018 and PECR end-to-end. 11 tabs, 13 live registers (ROPA, DSR, breach, DPIA, transfers…), 30 ICO Accountability controls, 15 policy templates — and five Anna-drafted regulator-grade reports including the 14-section DPO Annual, drafted from your own data, not templates.

14-Section DPO AnnualUK GDPR · DPA 2018 · PECR72-hr Breach Workflow15 Policy Templates
View feature page
Document Library — live Google Docs editing with revision history and source-module provenance

Document Library

Google Docs for compliance. Every editable document is a live Google Doc, auto-centralised from 15 modules with source-module provenance and full revision history. No customer Workspace subscription required.

Google Docs16-Module IngestRevision HistoryZero Workspace Seats
View feature page

Kiosk Mode

Attestations without logins. Public, token-authenticated forms for staff declarations, AR surveys and outside-firm data capture — feeding straight into your register.

Staff DeclarationsAR SurveysNo Login RequiredToken-Authenticated
View feature page
Meet Anna

The AI compliance partner built by compliance experts.

Trained on 25+ years of FCA expertise and 150+ specialist documents. Working across every module of RegTechPRO. You do the compliance work — Anna produces the regulator-ready output.

Anna, RegTechPRO's AI Compliance Assistant
EXPERT COMPLIANCE ASSISTANT

The bridge between your compliance data and regulator-ready output.

Unlike generic AI, Anna is grounded in 150+ expert-authored RegTechPRO documents, FCA handbooks, and 25+ years of real FCA compliance experience. She reads the structured data you capture in the platform — risk assessments, CDD tables, IBS mapping, MI, training records — and produces the documents the regulator expects to see.

  • Source-cited answers from the FCA handbook
  • Board-ready reports generated from live data
  • Policies drafted, reviewed & operationalised
  • AI drafts, humans decide — nothing auto-submitted
Consumer Duty Hub

A 13-section PRIN 2A board report, ready for the FCA

Capture your 3LOD scoring, product reviews, complaints, vulnerability spotlight, gap register, RCA, 12 months of MI, trigger events and adverse outcomes — every attestation signed by a named owner with evidence linked to Drive. Anna reads it all and produces the board report the FCA expects — fully PRIN 2A-aligned, with Urgent Board Action callouts and a year-on-year diff against last year’s record.

  • Named audit trail
  • Drive-linked evidence
  • Year-on-year diff
  • Adverse outcomes
  • 13 sections, board-ready
See the Consumer Duty feature page
Consumer Duty Board Report
Complete Compliance Coverage

One platform. Every regulatory topic your firm touches.

From CONC to GDPR, AML to Consumer Duty — 70+ topics mapped to their FCA sourcebooks, each with expert-built templates and a dedicated module. If the rulebook mentions it, RegTechPRO has a template for it.

CONC COBS ICOBS MCOB CASS MiFID II SM&CR PRIN SYSC DISP PROD SUP PRIN 2A Fin Promos Complaints Conflicts AML / KYC Beneficial Own. PEPs Transaction Mon. Sanctions SARs Bribery Fraud MLRO Market Abuse UK GDPR DPA 2018 Lawful Basis DSAR Data Breaches PECR DPO Retention Transfers AI Decisions Cyber Sec. PCI HMRC / Tax H&S HR EDI Modern Slavery ESG ICO Insurance Pensions Companies Act
Financial Services AML / Financial Crime Data Protection Other Legal
70+
Topics Covered
16
Modules
1,139
Pre-Built Templates
What Our Clients Say

Trusted by Compliance Teams Across the UK

Hear from the firms that have transformed their compliance with RegTechPRO

5.0

We replaced three separate spreadsheets and a shared inbox with RegTechPRO. Our monitoring plan is now fully structured, nothing falls through the cracks, and I can pull a board report in under a minute. It paid for itself within the first quarter.

Luc Vandamme
Luc Vandamme Head of Compliance — Wealth Management Firm
4.7

The Compliance Monitoring Hub changed how I talk to the board. I used to spend days pulling data together — now I walk in with a real-time compliance health score and Anna's board summary cited to the FCA Handbook. Our team asks Anna regulatory questions before they come to me.

Carmen Rodriguez
Carmen Rodriguez CEO — Insurance Broker
5.0

CONC compliance was our biggest headache. RegTechPRO gave us pre-built templates for every requirement and a monitoring plan that actually gets used. Policy Studio saved us weeks — we had all our policies drafted, approved and tracked within the first month.

David Mitchell
David Mitchell Compliance Director — Consumer Credit Firm
4.5

We oversee 30+ ARs and before RegTechPRO it was chaos — chasing updates by email, no visibility on who was overdue. Now every AR has their own login, I can see compliance status across the network instantly, and onboarding a new AR takes days instead of weeks.

Rachel Kinsella
Rachel Kinsella Network Principal — AR Network
4.8

As a compliance consultancy, we needed something our clients could actually use themselves. RegTechPRO lets us manage 40+ firms from one dashboard while giving each client their own portal. We've tripled our client base without adding headcount. It's the backbone of our business now.

Michael Thornton
Michael Thornton Managing Director — Compliance Consultancy
5.0

We're a small IFA firm — just four advisers. I was worried it would be too complex but it's genuinely straightforward. The compliance assessment templates walk you through everything step by step. We went from dreading our annual review to having it done in an afternoon.

Mark Emery
Mark Emery Practice Manager — Independent Financial Advisers

Book a 30-min consultation

Pick a date and time to discuss how RegTechPRO can help you meet your compliance obligations and prove it in just a few clicks.

1. Select Date & Time

Mon Tue Wed Thu Fri Sat Sun

Select a date first

Choose a date above to see available times

2. Your Details

No date & time selected yet

Consultation Booked!

We've received your booking request and you'll receive your meeting link via email. We look forward to speaking with you about RegTechPRO.

Prefer email? Send us a message

Trusted by 250+ UK-regulated firms · Starting from £500/month

Message Us

Thank you!

We've received your enquiry and will be in touch shortly.

Skip to Content
RegTechPRO - Modular Compliance Software
RegTechPRO - Modular Compliance Software
Home
Compliance Monitoring
Financial Crime
Consumer Duty (FCA only)
Operational Resilience Hub
Risk Management Hub
Data Protection Hub
Policy Studio
People Compliance (FCA only)
Application Tracker (FCA only)
Kiosk Mode
Directly Authorised Firms
Principal Firms with ARs
Appointed Representatives
Compliance Consultants
Firms Seeking Authorisation
Non-FCA Firms
Blog
ChangeLog
0
0
Platform Login
RegTechPRO - Modular Compliance Software
RegTechPRO - Modular Compliance Software
Home
Compliance Monitoring
Financial Crime
Consumer Duty (FCA only)
Operational Resilience Hub
Risk Management Hub
Data Protection Hub
Policy Studio
People Compliance (FCA only)
Application Tracker (FCA only)
Kiosk Mode
Directly Authorised Firms
Principal Firms with ARs
Appointed Representatives
Compliance Consultants
Firms Seeking Authorisation
Non-FCA Firms
Blog
ChangeLog
0
0
Platform Login
Home
Folder: Choose Your Modules
Back
Compliance Monitoring
Financial Crime
Consumer Duty (FCA only)
Operational Resilience Hub
Risk Management Hub
Data Protection Hub
Policy Studio
People Compliance (FCA only)
Application Tracker (FCA only)
Kiosk Mode
Folder: Sectors
Back
Directly Authorised Firms
Principal Firms with ARs
Appointed Representatives
Compliance Consultants
Firms Seeking Authorisation
Non-FCA Firms
Blog
ChangeLog
Platform Login

Stay Ahead of Regulatory Changes

Get compliance updates, platform news and expert insights delivered to your inbox.

You're subscribed — check your inbox!
RegTechPRO

Enterprise-grade FCA compliance made accessible. Built by compliance professionals for UK-regulated firms.

ICO Registered
UK Based

Platform

  • All Features
  • Consumer Duty
  • People Compliance
  • Monitoring Plan
  • Policy Studio
  • Anna AI
  • Risk Management
  • Operational Resilience
  • Horizon Scanning
  • Document Library
  • MI Dashboard
  • Application Tracker

Solutions

  • Directly Authorised
  • Appointed Representatives
  • Principal Firms
  • Compliance Consultants
  • Seeking Authorisation
  • Non-FCA Firms

Company

  • Pricing
  • Book a Consultation
  • Blog
  • Changelog
  • Template Store
  • Platform Login

© 2025 RegTechPRO Ltd. All rights reserved.

Privacy Cookies DPA Subprocessors Terms