Client Assets at Risk. Can You Prove They're Protected?
CASS failures don't just attract fines — they destroy client trust overnight.
This ready-to-use CASS Manual gives FCA-regulated firms a complete client asset protection framework, covering segregation, reconciliation, custody, banking arrangements, insolvency procedures, and SM&CR accountability — all mapped to CASS 6, 7, 8, and 10A.
Customise with your firm name. Start using it immediately.
What's included: Firm classification & CMAR reporting · Client money segregation · Safe custody asset protection · Trust account management · Reconciliation & record-keeping · Wind-down & insolvency procedures · Breach reporting · Training & competence framework · Full audit and review schedule
Built for: Compliance managers, CASS Oversight Function holders, operations teams, and compliance consultants across all FCA-regulated firms holding client money or custody assets.
Client Assets at Risk. Can You Prove They're Protected?
CASS failures don't just attract fines — they destroy client trust overnight.
This ready-to-use CASS Manual gives FCA-regulated firms a complete client asset protection framework, covering segregation, reconciliation, custody, banking arrangements, insolvency procedures, and SM&CR accountability — all mapped to CASS 6, 7, 8, and 10A.
Customise with your firm name. Start using it immediately.
What's included: Firm classification & CMAR reporting · Client money segregation · Safe custody asset protection · Trust account management · Reconciliation & record-keeping · Wind-down & insolvency procedures · Breach reporting · Training & competence framework · Full audit and review schedule
Built for: Compliance managers, CASS Oversight Function holders, operations teams, and compliance consultants across all FCA-regulated firms holding client money or custody assets.
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