Applies to: All Regulated Firms
Buy: Fully Customisable Financial Promotions Manual
An expertly drafted and fully editable Financial Promotions Manual designed to help firms meet FCA expectations under COBS 4, CONC 3, ICOBS 2, BCOBS 2, MCOB 3A, and the Consumer Duty (PRIN 2A). Aligned with the latest FCA guidance (including FG24/1), this manual provides a comprehensive, ready-to-use framework for designing, reviewing, approving, and evidencing compliant financial promotions.
Structured to cover both general and sector-specific obligations, the manual includes clearly defined chapters on fair, clear and not misleading rules, digital media, high-risk products, cross-border advertising, ESG claims, and HNW exemptions. It outlines required controls, record-keeping duties, disclosure formats, and staff responsibilities, with clear references to applicable Handbook rules and FCA enforcement trends.
Key features include pre-approved compliance checklists, governance responsibilities, social media protocols, risk disclosure templates, and Consumer Duty testing guidance. It also includes embedded procedures for managing influencer content, overseas promotions, and quarterly attestations for ARs and third parties.
Ideal for compliance teams, marketing leads, and legal departments, this policy can be tailored to your firm’s business model, product suite, and risk appetite. It ensures promotional activities are fully documented, legally defensible, and operationally consistent across all channels and media.
Applies to: All Regulated Firms
Buy: Fully Customisable Financial Promotions Manual
An expertly drafted and fully editable Financial Promotions Manual designed to help firms meet FCA expectations under COBS 4, CONC 3, ICOBS 2, BCOBS 2, MCOB 3A, and the Consumer Duty (PRIN 2A). Aligned with the latest FCA guidance (including FG24/1), this manual provides a comprehensive, ready-to-use framework for designing, reviewing, approving, and evidencing compliant financial promotions.
Structured to cover both general and sector-specific obligations, the manual includes clearly defined chapters on fair, clear and not misleading rules, digital media, high-risk products, cross-border advertising, ESG claims, and HNW exemptions. It outlines required controls, record-keeping duties, disclosure formats, and staff responsibilities, with clear references to applicable Handbook rules and FCA enforcement trends.
Key features include pre-approved compliance checklists, governance responsibilities, social media protocols, risk disclosure templates, and Consumer Duty testing guidance. It also includes embedded procedures for managing influencer content, overseas promotions, and quarterly attestations for ARs and third parties.
Ideal for compliance teams, marketing leads, and legal departments, this policy can be tailored to your firm’s business model, product suite, and risk appetite. It ensures promotional activities are fully documented, legally defensible, and operationally consistent across all channels and media.
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