Hands-On Compliance Partnership
Your Compliance Team,
Without the Headcount
Stop drowning in regulatory complexity. We become your dedicated compliance partner — handling FCA obligations, managing your RegTechPRO platform, and keeping you audit-ready while you focus on growing your business.
Dedicated Account Manager
Full Platform Management
Proactive Compliance Monitoring
FCA Return Filed
Submitted on schedule
MI Report Ready
Q4 board pack complete
🏢
Acme Financial Ltd
FCA Authorised • Investment Firm
100%
Tasks Complete
0
Overdue Items
A+
Risk Score
Annual SM&CR Review
Consumer Duty Board Report
REP001 Submission
Our Approach
Compliance Partnership,
Compliance Partnership,
Reimagined
We don't just advise — we embed ourselves in your business, combining expert consultancy with powerful technology to deliver compliance outcomes, not just recommendations.
1
Technology + Expertise
Our RegTechPRO platform does the heavy lifting, while our compliance experts provide the strategic thinking. You get the best of both worlds — automation where it matters, human judgment where it counts.
2
Proactive, Not Reactive
We don't wait for problems to find you. Our team monitors regulatory changes, tracks your obligations, and ensures you're always ahead of deadlines — not scrambling to catch up.
3
Transparent & Accountable
Real-time dashboards show exactly where you stand. No black boxes, no surprises. You'll always know your compliance status and what we're doing to maintain it.
Our Services
Tailored Compliance Solutions
From first-time FCA authorisation to ongoing managed support — we scale our expertise to match your needs.
Most Popular
FCA Authorisations & Variations
Expert navigation through the FCA application maze. We handle everything from initial scoping to final approval, managing FCA correspondence and building your regulatory infrastructure.
- Full application preparation & submission
- Business plan & regulatory documentation
- Risk assessments & capital calculations
- FCA liaison & query management
- Variation of permission applications
- Post-authorisation compliance setup
Ideal For
Startups seeking FCA authorisation, or established firms expanding their permissions
Ongoing Partnership
Retained FCA Support
Your outsourced compliance function. We act as your day-to-day compliance partner, handling everything from monitoring to FCA returns.
- Compliance monitoring programme
- Policy reviews & updates
- Staff training delivery
- FCA return preparation
- Ad-hoc compliance queries
Ideal For
FCA-regulated firms needing ongoing compliance support
Data Protection
GDPR Consultancy
Comprehensive data protection support from gap analysis to ongoing compliance monitoring.
- GDPR gap analysis
- Policy development
- Employee training
- Ongoing audits & monitoring
Ideal For
Any firm handling personal data, especially FCA-regulated
Financial Crime
AML Consultancy
Anti-money laundering frameworks that satisfy regulators and protect your business from financial crime risk.
- AML risk assessments
- KYC/CDD policy frameworks
- Transaction monitoring setup
- Staff AML training
Ideal For
Payment firms, investment managers, and credit providers
Full Service
RegTechPRO Managed Service
The ultimate hands-off solution. We run RegTechPRO on your behalf — customising dashboards, automating reports, and delivering real-time compliance oversight.
- Platform setup & customisation
- Automated compliance reporting
- Real-time regulatory alerts
- Dedicated account manager
Ideal For
Firms wanting tech-driven efficiency with expert support
Why RegTechPRO
The Smarter Way to
The Smarter Way to
Stay Compliant
Traditional consultancy gives you reports. We give you results.
Reduce Compliance Burden by 50%
Our hybrid model — technology plus expertise — automates the busywork so you can focus on strategic decisions, not spreadsheet wrangling.
Never Miss Another Deadline
Proactive monitoring and automated alerts mean regulatory submissions are handled before they become emergencies.
Board-Ready MI, Always
Real-time dashboards and automated reporting give your leadership instant visibility into compliance status without manual effort.
UK-Based Regulatory Experts
Our team lives and breathes FCA regulation. You get genuine expertise, not offshore call centres reading from scripts.
50%
Less Manual Work
100%
Deadline Accuracy
How It Works
From Chaos to Control
From Chaos to Control
in Four Steps
Getting started is simple. Here's how we transform your compliance function.
1
Discovery Call
A 30-minute conversation to understand your firm, regulatory obligations, and compliance pain points. No sales pitch — just practical advice.
2
Gap Analysis
We review your current compliance framework, identify gaps and risks, and deliver a prioritised action plan with quick wins.
3
Platform Setup
We configure RegTechPRO for your requirements, migrate existing data, and train your team. Most firms are live within 2 weeks.
4
Ongoing Partnership
Your dedicated account manager handles day-to-day compliance. Regular check-ins, proactive monitoring — we've got your back.
RegTechPRO transformed how we handle compliance. What used to take our team days now happens automatically. Our account manager is like having an in-house compliance officer — without the salary.
Ready to Simplify Your Compliance?
Join forward-thinking financial services firms who trust RegTechPRO to manage their regulatory obligations.
Book a Discovery Call
30 minutes to understand your compliance challenges and explore how we can help. No pressure, no hard sell — just practical advice from regulatory experts.
