This AI Acceptable Usage Policy is an FCA-aligned guide for the ethical and compliant use of AI in the financial services sector. Built on PRIN, SYSC, Consumer Duty, UK GDPR, and 2025 FCA updates, it ensures transparent, fair AI applications, mitigating bias and regulatory risks while enhancing customer outcomes.
It outlines governance, acceptable uses (e.g., fraud detection, customer service automation), and prohibited high-risk practices, with templates for risk assessments and compliance checks. Supporting SMCR accountability and audits, it fosters trust and operational efficiency in AI-driven processes.
Includes:
AI Governance and Compliance
Regulatory Alignment
Acceptable Use of AI
Prohibited and High-Risk AI Uses
Addressing AI Risks
Data Security and Confidentiality
Employee Training and AI Ethics
Incident Reporting and Policy Breaches
This AI Acceptable Usage Policy is an FCA-aligned guide for the ethical and compliant use of AI in the financial services sector. Built on PRIN, SYSC, Consumer Duty, UK GDPR, and 2025 FCA updates, it ensures transparent, fair AI applications, mitigating bias and regulatory risks while enhancing customer outcomes.
It outlines governance, acceptable uses (e.g., fraud detection, customer service automation), and prohibited high-risk practices, with templates for risk assessments and compliance checks. Supporting SMCR accountability and audits, it fosters trust and operational efficiency in AI-driven processes.
Includes:
AI Governance and Compliance
Regulatory Alignment
Acceptable Use of AI
Prohibited and High-Risk AI Uses
Addressing AI Risks
Data Security and Confidentiality
Employee Training and AI Ethics
Incident Reporting and Policy Breaches
Image 1 of 2
Image 2 of 2