The 65-page Conduct of Business (Investments) Guide is an FCA-aligned resource designed to ensure fair and professional investment services in accordance with COBS. Built on COBS 2.1, MiFID, and 2025 FCA updates, it promotes client-focused practices, enhancing trust and compliance.
It details the Client’s Best Interests Rule, inducement restrictions, and client categorisation, with customizable templates for suitability assessments and disclosure forms. Supporting SMCR accountability, FCA audits, and transparency, it ensures robust governance and client protection.
The 65-page Conduct of Business (Investments) Guide is an FCA-aligned resource designed to ensure fair and professional investment services in accordance with COBS. Built on COBS 2.1, MiFID, and 2025 FCA updates, it promotes client-focused practices, enhancing trust and compliance.
It details the Client’s Best Interests Rule, inducement restrictions, and client categorisation, with customizable templates for suitability assessments and disclosure forms. Supporting SMCR accountability, FCA audits, and transparency, it ensures robust governance and client protection.
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