Client Money Rules Exist For a Reason. Is Your Policy Ready to Prove It?
A client money breach doesn't give you time to write the policy. You need it before the problem arrives.
This ready-to-use CASS Client Money Policy gives FCA-regulated firms a complete client money protection framework, covering segregation, reconciliation, third-party management, resolution planning, and SM&CR accountability — all mapped to CASS 7, CASS 10, and CASS 12.
Customise with your firm name. Start using it immediately.
What's included: Client money definition & classification · Segregation requirements · Bank selection & due diligence · Record-keeping & daily reconciliation · Client reporting & transparency · CASS Resolution Pack & exit planning · Risk mitigation & controls · Governance & accountability · Training & compliance monitoring
Built for: Compliance managers, CASS Oversight Function holders, finance teams, and compliance consultants across all FCA-regulated firms holding client money.
Client Money Rules Exist For a Reason. Is Your Policy Ready to Prove It?
A client money breach doesn't give you time to write the policy. You need it before the problem arrives.
This ready-to-use CASS Client Money Policy gives FCA-regulated firms a complete client money protection framework, covering segregation, reconciliation, third-party management, resolution planning, and SM&CR accountability — all mapped to CASS 7, CASS 10, and CASS 12.
Customise with your firm name. Start using it immediately.
What's included: Client money definition & classification · Segregation requirements · Bank selection & due diligence · Record-keeping & daily reconciliation · Client reporting & transparency · CASS Resolution Pack & exit planning · Risk mitigation & controls · Governance & accountability · Training & compliance monitoring
Built for: Compliance managers, CASS Oversight Function holders, finance teams, and compliance consultants across all FCA-regulated firms holding client money.
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