Included Module: Compliance Hub

Your Compliance Command Centre

Intelligent task orchestration with automated reminders, comprehensive coverage, approval workflows, and real-time progress tracking — all in one place.

Trusted by 250+ UK-regulated firms

70+

Touchpoints

Views

100+

Templates

Table View Calendar View Kanban Board Template Library Custom Forms Approval Workflows

Book a Demo View Pricing

THE PROBLEM

Compliance Shouldn't Feel Like Guesswork

Most firms juggle spreadsheets, emails, and sticky notes to track compliance. It's fragile, invisible, and one missed deadline from disaster.

No Single Source of Truth

Tasks scattered across spreadsheets, emails, and shared drives. Nobody knows what's done and what's overdue.

Deadlines Slip Through

Without automated reminders, recurring obligations get missed. One forgotten filing can trigger regulatory action.

Zero Audit Trail

When the FCA asks "show us your evidence", you're scrambling to reconstruct who approved what and when.

No Accountability

Tasks have no owner. Nobody is formally assigned, so everything falls to one overworked compliance officer.

Board Can't See Progress

Senior management has no dashboard, no MI, no real-time view of the firm's compliance posture.

Cookie-Cutter Templates

Generic compliance checklists don't match your firm's permissions, size, or risk profile. You need something tailored.

THE SOLUTION

One Hub. Total Visibility

Every compliance task, every deadline, every approval — visible, assigned, and tracked in a single command centre.

TABLE VIEW

94%

On Track

Total Clarity. Every Task.

A complete, sortable record of every compliance task across your firm. Filter by status, owner, category, or due date — then drill into any submission in one click.

Sort, filter & search across all tasks
Multi-user assignment & ownership
Live MI tiles & approval tracking
One-click export for board packs

Compliance Hub — Table View

COVERAGE

70+

Compliance Touchpoints

Every FCA-regulated obligation pre-mapped and ready to assign across your firm.

TEMPLATES

100+

Pre-Built Templates

SM&CR, Consumer Duty, AML, GDPR, ICAR — ready to deploy on day one.

CALENDAR VIEW

Never Miss a Deadline

Visualise every obligation in month, week, or day view. Sync to Outlook, Google Calendar, or iCal — with smart alerts for approaching deadlines.

Month / Week / Day views
Outlook & Google Calendar sync
Recurring task automation
Smart deadline alerts

Outlook Google Cal iCal Export

KANBAN VIEW

Drag

& Drop

Drag & Drop Task Board

Move tasks between status columns in a visual Kanban board. Prioritise what matters, assign to team members, and track progress at a glance.

Drag & drop between columns
Team assignment per task
Real-time status tracking
Priority lanes & filters

COMPLETE COVERAGE

100+ Compliance Templates

Every regulatory area covered out of the box. Pre-built templates mapped to FCA requirements — ready to assign, track, and evidence.

MONITORING PLAN

55+

Monitoring Areas

Pre-Mapped FCA Monitoring Plan

Every regulatory obligation structured, categorised, and ready to deploy. From SM&CR to Consumer Duty, GDPR to financial crime — nothing falls through the cracks.

Compliance Monitoring Plan

Template Categories

FCA Conduct15

Financial Crime12

Governance10

Data Protection8

REGULATIONS

Frameworks Covered

SM&CR Consumer Duty AML / KYC GDPR ICAR Prudential

BUILD YOUR OWN

Custom Forms & Approvals

Go beyond pre-built templates. Create bespoke forms for any process — attestations, sign-offs, risk assessments — with multi-level approval workflows built in.

FORM BUILDER

2,340

Approvals Processed

Drag & Drop Form Builder

Design any compliance form from scratch. Add text fields, dropdowns, date pickers, file uploads, and signature capture — then wire up multi-level approval routing automatically.

Drag & drop form builder
Multi-level approval workflows
Signature capture & audit trail
Automated routing & notifications

Compliance Hub — Custom Forms

FORMS

156

Custom Forms Built

Firms create bespoke attestation forms, sign-off checklists, and risk assessment templates.

AUDIT TRAIL

Complete Evidence

Every form submission includes timestamp, user identity, approval chain, and signature — FCA-ready evidence.

Timestamped submissions
Approval chain recorded
Signature capture stored

WHY SWITCH

Spreadsheets vs. Compliance Hub

See why 250+ UK-regulated firms replaced manual tracking with a purpose-built compliance command centre.

THE OLD WAY

Spreadsheets & Email

£70,000+/year in consultant fees

No real-time visibility
Manual deadline tracking
No audit trail
Version control chaos
Board gets stale reports

THE REGTECHPRO WAY

Compliance Hub

From £200/month

Real-time MI dashboard
Automated reminders & alerts
Complete audit trail
100+ pre-built templates
Board-ready reporting

Lighten the Load of FCA Compliance.

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