Included documents:
AI Acceptable Use Policy (£149)
Audit & Monitoring Policy (149)
Business Continuity Plan (£149)
Compliant Handling Policy (£99)
Financial Promotions Manual (£199)
Distance Marketing Policy (£99)
Compliance Breach Policy (£99)
Conflicts of Interest Policy (£149)
ISO37301 - Compliance Management Systems (£199)
Direct Marketing Policy (£99)
Outsourcing Policy (£149)
Risk Management Policy (£149)
Whistleblowing Policy (£99)
Training & Competence Policy (£149)
Change Management Policy (£99)
Compliance Policy (Master Framework (£199)
Compliance Monitoring Plan Template (£149)
Or, get all documents free with the RegTechPRO platform subscription:
Access the full compliance policy library — SM&CR, COBS, AML, Consumer Duty, GDPR, and more — for a fraction of the cost of consultancy, all included with a RegTechPRO subscription.
Included documents:
AI Acceptable Use Policy (£149)
Audit & Monitoring Policy (149)
Business Continuity Plan (£149)
Compliant Handling Policy (£99)
Financial Promotions Manual (£199)
Distance Marketing Policy (£99)
Compliance Breach Policy (£99)
Conflicts of Interest Policy (£149)
ISO37301 - Compliance Management Systems (£199)
Direct Marketing Policy (£99)
Outsourcing Policy (£149)
Risk Management Policy (£149)
Whistleblowing Policy (£99)
Training & Competence Policy (£149)
Change Management Policy (£99)
Compliance Policy (Master Framework (£199)
Compliance Monitoring Plan Template (£149)
Or, get all documents free with the RegTechPRO platform subscription:
Access the full compliance policy library — SM&CR, COBS, AML, Consumer Duty, GDPR, and more — for a fraction of the cost of consultancy, all included with a RegTechPRO subscription.