Consumer Duty has raised the bar. RegTechPRO gives you the compliance framework to prove you're meeting it — and share that evidence with your Principal.
Trusted by 250+ UK-regulated firms
Ready for Principal review
Q4 2024 • All outcomes documented
12 staff • CPD current
3 complaints • All resolved
Principals face increasing FCA scrutiny on AR oversight. Without proper evidence, both you and your Principal are exposed.
Principals need to demonstrate they're overseeing your outcomes. Spreadsheets don't cut it anymore.
Every quarter brings another request for policies, T&C records, and complaints data. Manual compilation is exhausting.
When your Principal calls for evidence, you shouldn't be digging through emails and filing cabinets.
The FCA found significant oversight failures in their AR review. Principals are now under pressure to prove control.
Missing policies, unsigned attestations, incomplete training records — gaps that could end your AR relationship.
Principals are passing on compliance costs. Without efficient systems, your AR fees keep climbing.
A complete compliance framework designed specifically for ARs — ready to share at the click of a button.
Track every attestation, declaration, and sign-off. Export to PDF or share direct access with your Principal.
Document outcomes for all four Consumer Duty outcomes with structured assessments.
Track staff competency, CPD hours, and supervision records — all exportable for Principal review.
After the FCA's AR review, Principals are under pressure to demonstrate proper oversight. Here's what they're asking for — and how RegTechPRO delivers it.
Documented outcomes, fair value assessments, and vulnerability policies.
T&C registers, CPD logs, and supervision evidence for every CF holder.
Dashboard showing complaints, breaches, training status — at a glance.
Quarterly declarations with timestamps and audit trails.
Whether you're an insurance distributor, mortgage broker, or investment adviser — RegTechPRO has modules tailored to your regulated activities.
IDD compliance, product governance, demands & needs documentation.
COBS suitability, appropriateness, investment advice records.
MCOB compliance, affordability, advice & sales standards.
PSR compliance, safeguarding, transaction monitoring requirements.
Transaction records, conflicts management, deal documentation.
Lead generation compliance, fair treatment, referral tracking.
RegTechPRO gives you the structure, the tools, and the evidence — all in one place.
Outcome monitoring, fair value assessments, and vulnerability frameworks.
CPD tracking, competency assessments, supervision records.
Register, workflows, root cause analysis, and resolution tracking.
KPIs, RAG ratings, and shareable reports for your Principal.
Policy templates, version control, and acknowledgement tracking.
Annual reviews, compliance declarations, and sign-off workflows.
Regulatory updates filtered to your activities — FCA, ICO, and more.
Your AI compliance assistant that knows your business and answers instantly.
Many ARs eventually want independence. RegTechPRO builds the compliance foundation you'll need — so when you're ready to apply, you're already FCA-ready.
You are here — building evidence
Ready when you are
Evidence. Attestations. MI. Consumer Duty. All in one platform — ready to share.
Start Your Free TrialTrusted by 250+ UK-regulated firms • Plans from £200/month
