Complete FCA Coverage

Sleep Easy Knowing
Compliance Is Handled

No more late nights worrying about regulatory gaps. RegTechPRO gives you total peace of mind with complete FCA, Data Protection and Financial Crime compliance. Always up to date. Always audit-ready.

Trusted by 250+ UK-regulated firms

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"RegTechPRO lifted a heavy weight off my shoulders. I physically feel lighter."

— Sara, Compliance Manager, Investment Firm

FCA fines up 337%

Meet Your Obligations
& Prove It With Ease

ZERO compliance gaps = ZERO compliance stress. RegTechPRO is complete FCA, Data Protection & Financial Crime compliance in a box!

Trusted by 250+ UK-regulated firms

Book a Demo Watch 2-Min Video

Not ready to subscribe? Check out our online store instead

250+

UK-Regulated Firms

80+

Subjects

Integrated

£10m+

Savings Delivered

250+ Firms Trust Us

Join Hundreds of Firms Who Have Their Compliance Handled

From solo compliance officers to growing teams — RegTechPRO handles your regulatory subjects so you can focus on running your business, not chasing paperwork.

£10m+ in compliance savings delivered

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"We freed up compliance resourced by 70% in the first month. Game-changer."

— Juanita, Managing Director, Insurance Broker Firm

Trusted by 250+ UK-regulated firms across every sector

The Problem

Compliance Shouldn't Feel Like This

Sound familiar? You're not alone. Most UK-regulated firms struggle with these exact challenges.

Drowning in Spreadsheets

Scattered compliance records across dozens of files, with no clear audit trail or version control.

Consultant Bills Piling Up

£70,000+ per year on external consultants who only show up quarterly—and still miss things.

FCA Audit Anxiety

The constant worry that you're missing something—and you'll only find out when it's too late.

Missed Deadlines

Regulatory deadlines slip through the cracks. You're always reactive, never proactive.

Stretched Too Thin

One person doing the compliance work of three. You can't hire more staff—but you can't keep up either.

Outdated Policies

Documents that haven't been reviewed in years. No version control. No approval workflows.

Compliance Coverage

1,000+ Pre-Built Templates.
Expert Guidance Built In.

Every template comes with comprehensive, easy-to-follow guidance so your team knows exactly what to review, what evidence to gather, and how to stay on top of your regulatory obligations — no compliance expertise required.

FCA (General)

RegData Submissions

Companies House

Scope of Permissions

Systems & Controls

Risk Management

SM&CR

Training & Competence

Consumer Duty

Capital Adequacy

Client Onboarding & Categorisation

Suitability & Appropriateness

Financial Promotions

Charges, Remuneration & Disclosure

Conflicts of Interest

Complaints Handling & Reporting

Whistleblowing

Remuneration Code

Outsourcing & Third-Party Management

Appointed Representatives & Tied Agents

Controllers & Close Links

Professional Indemnity Insurance

Business Continuity & Resilience

Record Keeping

Market Abuse

Transaction Reporting

Personal Account Dealing

Restricted & Watch Lists

Chinese Walls

Investment Research

Telephone Recording

Stationery, Email & Business Comms

Breaches

Suitability Reports

Fair Value Assessment

Attestations

Company Compliance Report

Compliance Framework

FCA Company Requirements

Treating Customers Fairly

Regulatory Business Plan

FCA Threshold Conditions

Product Assessment

Vulnerable Customers

Arrears & Default

FCA (Specialist)

Investment Management & Wealth

Retail Investment Advice (IFA)

Insurance — General

Insurance — Life & Protection

Payment Services & E-Money

Consumer Credit — Lending & Broking

Debt Management & Collection

Mortgage & Home Finance (MCOB)

Crypto Asset Firms

CASS: Client Money & Custody

Crowdfunding & P2P Lending

Claims Management Companies

AR Networks (Principal Firms)

CONC Consumer Credit

FPCOBS Funeral Plans

COBS Investments

MIFIDPRU Capital Adequacy

PSRs Payment Services

Financial Crime

AML Framework

CDD, EDD & Know Your Customer

Politically Exposed Persons

Transaction Monitoring

Sanctions Screening

Suspicious Activity Reports (SARs)

Anti-Bribery & Corruption

Fraud Prevention & Counter-Fraud

Market Abuse Prevention

Gifts & Entertainment

Fraud

Due Diligence

MLRO Report

Data Protection

UK GDPR & DPA 2018 Framework

Lawful Basis, Privacy & Consent

Subject Access Requests & Rights

Data Breach Reporting & Management

PECR

DPO & Record of Processing

Data Retention, Disposal & Destruction

International Data Transfers

AI, Automated Decisions & Profiling

Cyber Security & IT Security

PCI Compliance

Information Security

Confidentiality

Other Legal Requirements

HMRC, Tax & Corporate Criminal Offences

Health & Safety

HR & Employment Law

Equality, Diversity & Inclusion

Modern Slavery & Human Trafficking

Environmental & ESG Obligations

ICO Registration

Employer's Liability & Business Insurance

Pensions Auto-Enrolment

Companies Act Obligations

Call Monitoring

Need something else? Use the built-in drag and drop Custom Form Builder to create custom registers, reports, and assessments for any compliance subject — no limits, no coding required.

See It In Action

Watch How RegTechPRO Works

Quick videos that show you exactly what you will get

4:12

Platform Overview

See how our 1000+ expert build templates, task manager, and AI assistant work together to keep you compliant.

Is Your Firm Inspection Ready?

Find out how RegTechPRO ensures your firm is always prepared for regulatory inspections.

Features Demo

A hands-on walkthrough of RegTechPRO's key features and how they simplify your compliance workflow.

Built For You

Compliance Solutions for Every Regulated Activity

From investments and insurance to payments and crypto — RegTechPRO covers the full spectrum of FCA-regulated activities.

Investment Firms

Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.

COBS, FUND, MIFIDPRU & MiFID II Compliance
Suitability Reports & Custom Form Builder to create your own
SM&CR Statement of Responsibilities & annual Fit and Proper Declarations

Insurance Firms

Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Product governance, fair value assessments, and distribution compliance.

ICOBS compliance modules
Product governance tracking
Fair value assessments

Payments & E-money

Navigate PSRs 2017 and EMRs with dedicated modules. Safeguarding, operational resilience, and consumer protection covered.

PSRs 2017 Compliance
Safeguarding Reviews
Operational Resilience

Cryptocurrency Firms

FCA-registered cryptoasset businesses need robust AML controls. Stay ahead of evolving crypto regulations with purpose-built modules.

Crypto AML Compliance
Financial Promotions
Registration Maintenance

Credit Firms

Consumer credit compliance made simple. CONC requirements, creditworthiness assessments, and arrears management.

CONC Compliance
Creditworthiness Assessments
Arrears & Forbearance

What Our Clients Say

Trusted by Compliance Teams Across the UK

Hear from the firms that have transformed their compliance with RegTechPRO

We were spending over £80,000 a year on external consultants and still had gaps in our monitoring plan. Within three months of switching to RegTechPRO, we had full coverage across all 80+ subjects, automated reminders for every deadline, and our FCA visit went flawlessly. The ROI was immediate.

James Hartley Head of Compliance — Wealth Management Firm

As a CEO, I needed visibility into our compliance posture without wading through spreadsheets. The MI Dashboard gives me a real-time health score I can present to the board in seconds. Anna AI has become our team's first port of call for any regulatory question — it's like having a compliance consultant on speed dial, 24/7.

Sarah Pemberton CEO — Insurance Firm

Consumer Duty was keeping me up at night. RegTechPRO gave us a structured framework with pre-built templates for every CONC requirement. Our compliance monitoring plan went from a neglected Word document to a living, breathing system. The Policy Studio alone saved us weeks of work.

David Mitchell Compliance Director — Consumer Credit Firm

Managing compliance across 35 appointed representatives was a nightmare before RegTechPRO. Now I have a single dashboard showing every AR's compliance status, overdue tasks, and risk scores. The onboarding workflows alone cut our AR setup time from two weeks to two days. I genuinely don't know how we managed without it.

Rachel Kinsella Owner — Appointed Representatives Network

RegTechPRO completely transformed our consultancy. We went from manually tracking 12 client firms in spreadsheets to managing 40+ through one platform. Our clients love the shared login — they can see exactly what we're doing for them. It's helped us triple our client base while actually reducing our workload. Best investment we've ever made.

Michael Thornton CEO — Compliance Consultancy Firm

FAQs

Frequently Asked Questions

Everything you need to know about RegTechPRO

Yes! We offer a 7-day free trial with full access to all features. You can explore the platform, set up your compliance framework, and see exactly how it works before making any commitment. Payment is not charged until the 8th day and you can cancel at any point before then via the 'My Account' section - no questions asked.

Absolutely. We use bank-grade encryption (AES-256), host on secure UK data centres, and are fully GDPR compliant. Your data is backed up daily and we conduct regular security audits. We're SOC 2 Type II compliant and registered with the ICO.

All subscriptions have a minimum 12-month term. After the initial period, you can cancel with one month's written notice. You'll retain access until the end of your notice period and can export all your data before cancellation takes effect.

Not at all. RegTechPRO is designed by compliance professionals for compliance professionals, and complete novices!. If you can use a web browser and send emails, you can use our platform. We also provide comprehensive onboarding, video tutorials, and live support to help you get started.

All plans include email support with 24-hour response times. Pro and Enterprise plans include priority support with live chat and phone access. We also have an extensive knowledge base, video tutorials, and regular webinars to help you get the most from the platform.

We cover all major FCA regulatory requirements including Consumer Duty, AML/CFT, SM&CR, GDPR/Data Protection, Complaints Handling, Business Continuity, Operational Resilience, Financial Crime, and more. With 80+ subjects, we have everything a UK-regulated firm needs.

Yes! RegTechPRO is specifically perfect for compliance consultants managing multiple client firms. You get a central dashboard to oversee all your clients, with separate workspaces for each client - and you can give your clients ring-fenced access to their information and audits too.

Sleep Easy Knowing Compliance Is Handled

Meet Your Obligations & Prove It With Ease

Join Hundreds of Firms Who Have Their Compliance Handled

Built for Modern Compliance Teams

Compliance Shouldn't Feel Like This

Drowning in Spreadsheets

Consultant Bills Piling Up

FCA Audit Anxiety

Missed Deadlines

Stretched Too Thin

Outdated Policies

1,000+ Pre-Built Templates.Expert Guidance Built In.

FCA (General)

FCA (Specialist)

Financial Crime

Data Protection

Other Legal Requirements

Watch How RegTechPRO Works

Platform Overview

Is Your Firm Inspection Ready?

Features Demo

Compliance Solutions for Every Regulated Activity

Investment Firms

Insurance Firms

Payments & E-money

Cryptocurrency Firms

Credit Firms

Built for Every Firm Type

Directly Authorised Firms

Appointed Representatives

Principal Firms with ARs

Compliance Consultants

Firms Seeking Authorisation

Non-FCA Firms

Trusted by Compliance Teams Across the UK

Frequently Asked Questions

Ready to Take your Compliance To the Next Level?

Message Us

Thank you!

Sleep Easy Knowing
Compliance Is Handled

Meet Your Obligations
& Prove It With Ease

1,000+ Pre-Built Templates.
Expert Guidance Built In.