Insurance (ICOBS)

 

Track and demonstrate compliance with ICOBS handbook rules:

  • Client Categorisation

  • Communications to clients and Financial Promotions

  • Inducements

  • Record-Keeping

  • Acting Honestly, Fairly and Professionally (Including Exclusions, Conditions, and Warranties) 

  • Distribution of Connected Contracts Through Exempt Persons 

  • Customers in Financial Difficulty 

  • Distance Communications 

  • Information about the Firm, Its Services, and Remuneration

  • Identifying Client Needs and Advising

  • Product Information

  • Product-Specific Rules 

  • Home and Motor Insurance Pricing

  • Cancellation

  • Claims Handling

  • Transitional Provisions

  • Record-Keeping Requirements – ICOBS Schedules

  • Rights of Action for Damages – ICOBS

 
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