FCA Compliance Platform

For Regulated Firms - Firms Seeking Authorisation - Principal Firms - Appointed Representative Firms - Compliance Consultants

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Don’t roll the dice on FCA compliance

Many firms rely on "dumb luck," overlooking granular rules and risking sudden scrutiny. Without the right tools, you're wasting hours on manual tasks and exposing your firm to compliance gaps.

Our Bridge to Confidence
RegTechPRO automates it all with one subscription: AI support, expert modules mapped to each and every rule to keep you on track, and audit-proof records—lightening your FCA, AML, and GDPR load.

RegTechPRO - Compliance Platform
FCA fines surged 337%

Prove your compliance in clicks, not weeks

Preparing for FCA authorisation or already regulated? RegTechPRO keeps your firm ready, willing, and organised — identifying gaps, tracking actions, and keeping audit evidence at your fingertips.

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Compliance Made Effortless

Transform regulatory complexity into streamlined workflows. Your complete FCA compliance solution, designed for the modern financial services landscape.

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Comprehensive FCA Compliance Management

Navigate the complex regulatory landscape with confidence. Our platform covers every aspect of FCA compliance, from Consumer Duty to SYSC, ensuring nothing falls through the cracks.

  • Real-time regulatory updates
  • Automated workflow orchestration
  • Built-in compliance expertise
  • Audit-ready documentation
GDPR Ready
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Data Protection & Privacy

Stay ahead of GDPR, PECR, and information security requirements with intelligent tracking and automated compliance checks.

  • GDPR compliance tracker
  • Information security audits
  • Data breach management
Financial Crime
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AML & Financial Crime

Comprehensive anti-money laundering controls including sanctions screening, PEPs monitoring, and ABC procedures.

  • Sanctions compliance
  • PEPs identification
  • Transaction monitoring
Meet FCA Requirements
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FCA Regulatory Framework

Master COBS, ICOBS, Consumer Duty, SYSC, and all FCA requirements with structured workflows and expert guidance built into every step.

Smart Tech
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Intelligent Automation

Reduce manual work by 70% with smart workflows, automated alerts, and AI-powered compliance insights.

Built for Compliance Professionals

Everything you need to manage, monitor, and master regulatory requirements

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Task Management

Never miss a deadline. Smart task allocation, automated reminders, and progress tracking keep your team synchronised and compliant.

AI Powered
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AI Compliance Assistant

Your 24/7 compliance expert. Get instant answers to regulatory questions, risk assessments, and intelligent recommendations powered by advanced AI.

  • Natural language queries
  • Regulatory interpretation
  • Risk analysis
  • Best practice guidance
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Document Library

Centralised, version-controlled repository for all compliance documentation with smart search and instant access.

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Regulatory News Feed

Stay informed with curated FCA updates, regulatory changes, and industry developments delivered in real-time.

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Smart Checklists & Registers

Pre-built compliance checklists, risk registers, and attestation frameworks that adapt to your firm's needs.

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Compliance Calendar

Visualise deadlines, regulatory submissions, and compliance reviews in one unified calendar view.

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Kanban Board

Agile workflow management for compliance projects and initiatives.

Trusted by Compliance Professionals

See what regulated firms say about RegTechPRO

Transparent Pricing for Every Firm

Choose the plan that fits your compliance needs — from essentials to enterprise

Ready to Transform Your Compliance?

Join leading financial services firms who trust RegTechPRO to streamline their regulatory obligations and reduce compliance risk.

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Book a Demo

See RegTechPRO in action. Schedule a personalized walkthrough with our compliance experts and discover how we can transform your regulatory workflow.

 

Have Questions?

Email info@regtechpro.co.uk to discuss your needs

 
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