Financial Promotions

 

Record, track and demonstrate compliance with financial promotion rules:

  • Fair, Clear, and Not Misleading Rule

  • Identifiability as Promotions

  • Standards for Accuracy and Balance

  • Approving Financial Promotions

  • Pricing Claims

  • Credit Advertisements

  • Distance Marketing

  • High-Cost Short-Term Credit Rules

  • Lender Communications

  • Past, Simulated Past, and Future Performance

  • Direct Offer Financial Promotions

  • Cold Calls and Unsolicited Promotions

  • Overseas Elements

  • Restricted Mass Market Investments

  • Non-Mass Market Investments

  • UCITS and Feeder Schemes

  • Record Keeping

  • Savings Accounts (Summary Box)

  • Overdrafts

 
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