Attestations
No more spreadsheets or guesswork - automate your Attestations and stay on top of the AR regime.
RegTechPRO gives you the tools to master your:
Dedicated Compliance Officer & Oversight
Policies & Procedures
Financial Promotions & Business Undertaken
Complaints received, Turnover + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar