Prudential Rules
No more spreadsheets or guesswork - automate your prudential rules compliance to stay ahead of your competitors.
RegTechPRO gives you the tools to master your:
SNI vs non-SNI requirements & Group Capital Testing
Composition of Own Funds and Initial Capital
Tier 1 / Tier 2 Capital calculations & Fixed Overheads requirements + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar