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RegTechPRO - FCA Compliance Platform

Choose Your Plan

✓ All plans include a 7-day free trial

🏆 Award-Winning Platform 🔒 Bank-Level Security 🇬🇧 UK Based & Hosted
Save 2 Months
2 MONTHS FREE
Professional woman working

Essentials

Perfect for getting started

£1,800 £150 / month

Per firm

7-day free trial

Start Free Trial

What's Included

  • Task Manager, Calendar & Kanban
  • AI FCA Compliance Assistant
Included Modules
Ad-Hoc Tasks Breach Register Call Monitoring Complaints Conflicts of Interest Risk Management Fraud Events PEPs Gifts & Entertainment Anti-Bribery & Corruption
2 MONTHS FREE
Professional businessman

PRO

Everything you need for compliance

£3,000 £250 / month

Per firm

7-day free trial

Start Free Trial

Everything in Essentials, plus:

  • Horizon Scanning
  • Template Library
  • Document Storage
  • MI Dashboard
Additional Modules
Financial Promotions PECR Confidentiality Information Security Sanctions Anti-Money Laundering DISP Complaints Audit Product Assessment Systems & Controls ISO37301 Framework
MOST POPULAR 2 MONTHS FREE
Team collaboration

PRO360

Complete compliance solution

£4,800 £400 / month

Per firm

7-day free trial

Start Free Trial

Everything in PRO, plus:

  • Dedicated Account Manager
  • Priority Support
  • People Compliance Module
  • Firm Compliance Module
  • FCA Application Tracker
All Additional Modules
IT/Cyber/PCI GDPR Consent MLRO Report Self Assessment Consumer Duty Suitability Reports SM&CR Vulnerable Customers CASS CONC FPCOBS ICOBS COBS MIFIDPRU Payment Services Arrears and Default
Features
EssentialsFrom £150/mo
PROFrom £250/mo
PRO360From £400/mo
Platform Features
Users (only £50/user)Up to 3Up to 5Unlimited
Task Manager
Task Calendar
Kanban Board
AI FCA Compliance Assistant
Horizon Scanning—
Template Library—
Document Storage—
MI Dashboard—
People Compliance Module——
Firm Compliance Module——
FCA Application Tracker——
Dedicated Account Manager——
Priority Support——
Essentials Modules
Ad-Hoc Tasks
Breach Register
Call Monitoring
Complaints
Conflicts of Interest
Risk Management
Fraud Events
Politically Exposed Persons
Gifts & Entertainment
Anti-Bribery & Corruption
PRO Modules
Financial Promotions—
PECR—
Confidentiality—
Information Security—
Sanctions—
Anti-Money Laundering—
DISP Complaints Audit—
Product Assessment (Fair Value)—
Systems & Controls—
ISO 37301 Compliance Framework—
PRO360 Modules
IT Compliance——
Cyber Compliance——
PCI Compliance——
GDPR——
Consent——
MLRO Report——
Firm Self Assessment / Attestation——
Consumer Duty——
Suitability Reports——
SM&CR——
Vulnerable Customers——
Client Money (CASS)——
Consumer Credit (CONC)——
Funeral Plans (FPCOBS)——
Insurance (ICOBS)——
Investments (COBS)——
Capital Adequacy (MIFIDPRU)——
Payment Services (PSRs 2017)——
Arrears and Default——
No setup fees
7-day free trial
UK-based support
GDPR compliant
FCA fines surged 337% in 2024

The FCA Compliance Platform You Wish You Had Sooner

70+ modules. Zero compliance gaps. Complete audit-readiness in weeks, not months.

View Pricing Watch 2-Min Demo

7-day free trial · Cancel anytime

250+
Subscriptions
70+
Modules
25+
Years Experience
£15m+
Savings Delivered
GDPR Compliant
256-bit SSL
RegTechPRO Platform
× RegTechPRO Platform
Compliance Platform of the Year
ICO Registered
UK Based & Hosted
Trusted by UK-regulated firms
MDRB Wealth
Fenchurch
Arcan Insurance
Green Money
MTM Funeral Plans
Squared
See It In Action

Watch How RegTechPRO Works

Two quick videos that show you exactly what you will get

Platform Demo
4:12

Platform Walkthrough

See how our 70+ modules, task manager, and AI assistant work together to keep you compliant.

Marketing Video
2:00

Is Your Firm Inspection Ready?

See how RegTechPRO transforms compliance from chaos to clarity in just minutes.

FCA fines hit £176m in 2024. Is your firm next?

Every day without proper compliance tracking is a day closer to a regulatory visit you're not ready for. Manual spreadsheets miss things. Outdated policies go unnoticed. And when the FCA knocks, "I thought we were compliant" won't cut it.

There's a better way

RegTechPRO gives you instant visibility across all 70+ regulatory requirements. Know exactly where you stand. Fix gaps before they become fines. Sleep easier knowing you can prove compliance at the click of a button.

Don't roll the dice on compliance
How It Works

Compliance in 3 Simple Steps

1

Sign Up in 5 Minutes

Create your account, select your modules, and get instant access. No lengthy onboarding calls required.

2

Work Through Checklists

Follow guided workflows for each regulation. Upload evidence, track progress, and close compliance gaps.

3

Prove It at Any Time

Generate audit-ready reports instantly. Show regulators exactly where you stand with one click.

What You Get

Everything You Need to Stay Compliant

Save hours per week and never worry about an FCA visit again.

✦ NEW MODULE

FCA Application Tracker

Navigate your FCA authorisation journey with confidence. Our intelligent tracker guides you through every stage—from initial preparation to final approval—with dynamic checklists, document management, and real-time progress monitoring.

Dynamic Checklists
Document Upload
Stage Timeline
SMF Management
FCA Application Tracker
Application Progress
✓
Prepare
✓
Submit
3
Review
4
Decision
5
Approved
Overall Progress 67%
12/12
Forms
8/14
Docs
3/3
SMFs
FCA
Activity Type Full Authorisation
Status On Track
24 Docs Uploaded
Complete Solution

Comprehensive Compliance Management

Navigate the complex regulatory landscape with confidence. Our platform covers FCA, AML, and Data Protection compliance in one unified system.

  • Real-time regulatory updates
  • Automated workflow orchestration
  • Built-in compliance expertise
  • Audit-ready documentation
Compliance Overview
100%
Compliant
FCA
AML
GDPR
✓
FCA
✓
AML
✓
GDPR
Full Coverage

Regulatory Coverage

Comprehensive compliance across FCA conduct rules, financial crime prevention, and data protection frameworks.

FCA Conduct & Consumer Duty
✓
AML Financial Crime
✓
GDPR Data Protection
✓
✦ AI ASSISTANT

Meet Anna

Your 24hr compliance companion

Online Now
👩‍💼
Anna
Compliance Expert
Hi! I'm Anna. How can I help with your compliance questions?
What's the FCA deadline for Consumer Duty?
<2s Response
Bank-Level Protection

Enterprise Security

Your compliance data protected by the same standards used by leading global financial institutions.

Compliant
AES-256
SOC 2
TLS 1.3
UK Data
GDPR
PCI DSS
ISO 27001
✦ WORKFLOW ENGINE

Task Management

Never miss a deadline. Intelligent task orchestration with automated reminders, approval workflows, and real-time progress tracking across your entire compliance operation.

Auto Reminders
Approvals
Calendar
Analytics
Task Management Interface
Next Deadline 2 days
94% Complete
4 Views Table • Calendar • Kanban • List
Version Controlled

Document Library

Centralised repository for all compliance documentation. Version history, audit trails, and instant access to the FULL suite of documents sold in our online store.

📋
AML Policy v2.4 • Updated today
✓
📄
Consumer Duty v1.8 • 3 days ago
✓
📑
GDPR Register v3.1 • 1 week ago
✓
Horizon Scanning Interface
391 Articles
30 New Today
🔔
82 High Priority
Real-Time Updates

Integrated Horizon Scanning

Stay 'in-the-know' with FCA, financial crime & data protection updates. Filter, search, and build your watchlist.

Due Diligence Hub

Onboarding

Streamlined due diligence workflows for firms, appointed representatives, and individuals. Complete verification trails with full audit history.

  • Firm Due Diligence
  • AR Due Diligence
  • SM&CR Due Diligence
  • Fit & Proper Declarations
Firm DD Due Diligence
AR DD Network Oversight
SM&CR Senior Managers
Fit & Proper Declarations
Never Miss a Deadline

Compliance Calendar

Visualise deadlines, submissions, and reviews at a glance, all while linking to your outlook/gmail/other calendar - so you dont even need to access RegTechPRO to see whats happening.

Compliance Calendar
Built-In Expertise

Regulatory Guidance

Every module includes detailed guidance explaining what needs to be done and why. Clear, actionable instructions mapped to FCA rules.

Data Protection
AML Requirements
FCA Conduct Rules
💡 Rule-by-rule explanations included
Visual Workflow

Kanban Board

Intuitive drag-and-drop task management. Visualise your compliance workflow and track progress across stages.

Open 12 tasks
Complete 34 tasks
Kanban Board
Real-Time Analytics

MI Dashboard

Transform compliance data into actionable insights. Interactive charts, KPI tracking, trend analysis, and exportable reports — all in one powerful analytics hub.

  • Live compliance health metrics
  • Module-specific performance tracking
  • Exportable reports & visualisations
94% Compliance
↑ 12%
847 Tasks
2.4d Avg Time
↓ 18%
12 Overdue
MI Dashboard Analytics
Who We Serve

Solutions for SME Firms

RegTechPRO brings organisation, centralisation, and efficiency to compliance teams across UK financial services.

Investment Firms

Investment Firms

Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.

  • COBS & MiFID II Compliance
  • Suitability & Best Execution Reviews
  • MIFIDPRU Capital Adequacy Assessments
View Pricing
Compliance Consultants

Compliance Consultants

Scale your consultancy with RegTechPRO's multi-client management. Share logins with clients for full transparency and deliver premium compliance services for every client.

  • Multi-client dashboard
  • Scalable compliance delivery
  • Client login sharing
View Pricing
Insurance Firms

Insurance Firms

Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Manage product governance, fair value assessments, and distribution compliance effortlessly.

  • ICOBS compliance modules
  • Product governance tracking
  • Fair value assessments
View Pricing
AR Networks

Appointed Representative Networks

Oversight and compliance management across your entire AR network. Monitor principal responsibilities, track AR compliance status, and maintain FCA reporting requirements centrally.

  • Network-wide compliance dashboard
  • AR onboarding workflows
  • Principal oversight reporting
View Pricing
Payments & E-money Firms

Payments & E-money Firms

Navigate the Payment Services Regulations 2017 and Electronic Money Regulations with dedicated compliance modules. Safeguarding, operational resilience, and consumer protection covered.

  • PSRs 2017 Compliance
  • Safeguarding Reviews
  • Operational Resilience
View Pricing
Cryptocurrency Firms

Cryptocurrency Firms

FCA-registered cryptoasset businesses need robust AML controls and financial promotions compliance. Stay ahead of evolving crypto regulations with purpose-built modules.

  • Crypto AML Compliance
  • Financial Promotions
  • Registration Maintenance
View Pricing
Credit Firms

Credit Firms

Consumer credit compliance made simple. From CONC requirements to arrears handling and affordability assessments, manage your credit authorisation obligations effectively.

  • CONC Compliance Modules
  • Arrears & Default Management
  • Affordability Assessments
View Pricing
Crowdfunders

Crowdfunders

Loan-based and investment-based crowdfunding platforms face unique FCA requirements. Manage investor appropriateness, disclosure obligations, and platform governance seamlessly.

  • Investor Appropriateness
  • Disclosure Requirements
  • Platform Governance
View Pricing
Corporate Finance Firms

Corporate Finance Firms

M&A advisory, IPO support, and corporate broking all require robust compliance frameworks. Manage conflicts, insider lists, and transaction reporting with confidence.

  • Conflicts Management
  • Insider List Management
  • Transaction Compliance
View Pricing
Funeral Plan Providers

Funeral Plan Providers

Since July 2022, funeral plan providers need FCA authorisation. Navigate FPCOBS requirements, trust arrangements, and consumer protection obligations with dedicated modules.

  • FPCOBS Compliance
  • Trust Arrangement Reviews
  • Consumer Protection
View Pricing
The RegTechPRO Advantage

Save Time. Save Money. Gain Peace of Mind.

Stop spending hours on compliance admin. RegTechPRO gives you everything you need to meet your obligations and prove it — in just a few clicks.

Save Time

Save Hours Every Week

Automate repetitive compliance tasks and centralise everything in one place. No more chasing spreadsheets or hunting through folders.

See How It Works
Save Money

Reduce Compliance Costs

Replace expensive consultancy hours with a platform that works 24/7. Get expert-designed modules at a fraction of the cost.

View Pricing
Peace of Mind

Prove Compliance Instantly

When the FCA comes calling, you'll be ready. Generate evidence and reports in clicks, not days. Focus on growing your business with confidence.

Get Started
Real Results

"RegTechPRO Cut Our Compliance Time by 70%"

ROI Calculator

How Much Could You Save?

Enter your current compliance costs to see your potential annual savings with RegTechPRO

Your Current Costs
Senior Compliance Staff £150,000
Other Compliance Staff £100,000
Compliance Systems £10,000
Your Savings
Potential Annual Savings
£156,000
per year with RegTechPRO
Senior staff time saved £90,000
Other staff time saved £60,000
Systems consolidated £10,000
View Pricing

Plans from just £150/month

FAQs

Frequently Asked Questions

Everything you need to know about RegTechPRO

Yes — every plan includes a 7-day free trial. You'll have full access to explore the platform and see exactly how it works for your firm. If it's not right for you, simply cancel before day 8 and you won't be charged.
Absolutely. Your data is protected by bank-level security standards including AES-256 encryption, TLS 1.3 secure connections, and SOC 2 compliance. All data is hosted in the UK on infrastructure that meets GDPR, PCI DSS, and ISO 27001 standards. We're also registered with the Information Commissioner's Office (ICO). Your compliance data receives the same level of protection used by leading financial institutions.
We offer flexible cancellation terms. During your first year, we require 3 months' notice to cancel. After that, it's just 1 month's notice. No lengthy contracts or hidden lock-in periods.
No compliance expertise required. Each module includes detailed guidance explaining exactly what needs to be done and why, so you always understand the regulatory context. Simply work through the checklists — if you can genuinely mark something as 'Yes', you're compliant. If it's a 'No', the platform highlights what needs addressing. Once you've made the necessary changes, return to update the form and upload supporting evidence. This creates a clear audit trail ready for regulator visits or data requests.
Essentials and PRO customers get 9-5 video support. PRO360 customers get a Dedicated Account Manager, 7 days a week. Need more? Our Managed Service means we handle the platform for you — updating checklists, spotting gaps, and reporting back. We also offer traditional compliance consultancy, audits, and FCA applications. Contact info@regtechpro.co.uk to discuss.
We cover three core areas: FCA Compliance — including investments, credit, insurance, payments, e-money, crowdfunding, corporate finance, mortgage brokers, banking, motor dealers, vets, and funeral plans. Financial Crime — AML, anti-bribery, and sanctions. Data Protection — GDPR, information security, cyber, PECR, and PCI DSS. With 70+ modules, we've got your regulatory obligations covered.
Absolutely. RegTechPRO is designed specifically for compliance consultants. Manage your entire client base from one platform, deliver work efficiently, and give each client their own login to view and action your work. Clients are separated by individual workflows, so data stays secure and organised. Present your consultancy with the professional polish and user-friendly capabilities your clients expect.

Stop worrying. Start proving.

250+ UK firms already sleep easier knowing their compliance is handled. Your free trial is waiting.

View Pricing

7-day free trial · Cancel anytime

70%
Less Time on Compliance
100%
Audit-Ready Anytime
5min
To Get Started
24/7
AI Support
Enterprise-grade security
SOC 2 Type II
GDPR Compliant
UK Based
Free Consultation

Schedule Your Personalised Demo

See how RegTechPRO can transform your compliance workflow. Our experts will walk you through the platform tailored to your firm's needs.

30-Minute Session

All your questions answered

Expert Guidance

Speak with compliance specialists

No Obligation

Free consultation, no pressure

Prefer email?

info@regtechpro.co.uk

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Email Us

Drop us a line anytime. We typically respond within 24 hours.

info@regtechpro.co.uk

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Free Download
Yours Free — Worth £150

56-Page Consumer Duty Policy Template

The exact template used by 100+ FCA-regulated firms. Professionally drafted, FCA-compliant, ready to customise in minutes.

Download Now — Free
Free Template
🔥 Limited: Get an extra 10% off with annual plans this month. Use code JAN10
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⏰

Wait — before you go

Still unsure? Book a free 15-minute call and we'll show you exactly how RegTechPRO can work for your firm. No pressure, no hard sell.

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RegTechPRO - FCA Compliance Software
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RegTechPRO - FCA Compliance Software
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Head Office: RegTechPRO Limited, Offices 1 - 7, 2 Wood Ridge Crescent, Cambridgeshire, PE19 6BG 

Company Registration Number: 10707766

@RegTechPRO 2024