801
0
RegTechPRO - FCA Compliance Platform

Choose Your Plan

✓ All plans include a 7-day free trial

Save 2 Months
2 MONTHS FREE
Professional woman working

Essentials

Perfect for getting started

£1,800 £150 / month

Per firm

7-day free trial

Get Started

What's Included

  • Task Manager, Calendar & Kanban
  • AI FCA Compliance Assistant
Included Modules
Ad-Hoc Tasks Breach Register Call Monitoring Complaints Conflicts of Interest Risk Management Fraud Events PEPs Gifts & Entertainment Anti-Bribery & Corruption
2 MONTHS FREE
Professional businessman

PRO

Everything you need for compliance

£3,000 £250 / month

Per firm

7-day free trial

Get Started

Everything in Essentials, plus:

  • Horizon Scanning
  • Template Library
  • Document Storage
  • MI Dashboard
Additional Modules
Financial Promotions PECR Confidentiality Information Security Sanctions Anti-Money Laundering DISP Complaints Audit Product Assessment Systems & Controls ISO37301 Framework
MOST POPULAR 2 MONTHS FREE
Team collaboration

PRO360

Complete compliance solution

£4,800 £400 / month

Per firm

7-day free trial

Get Started

Everything in PRO, plus:

  • Dedicated Account Manager
  • Priority Support
  • People Compliance Module
  • Firm Compliance Module
  • FCA Application Tracker
All Additional Modules
IT/Cyber/PCI GDPR Consent MLRO Report Self Assessment Consumer Duty Suitability Reports SM&CR Vulnerable Customers CASS CONC FPCOBS ICOBS COBS MIFIDPRU Payment Services Arrears and Default
Features
EssentialsFrom £150/mo
PROFrom £250/mo
PRO360From £400/mo
Platform Features
Users (only £50/user)Up to 3Up to 5Unlimited
Task Manager
Task Calendar
Kanban Board
AI FCA Compliance Assistant
Horizon Scanning—
Template Library—
Document Storage—
MI Dashboard—
People Compliance Module——
Firm Compliance Module——
FCA Application Tracker——
Dedicated Account Manager——
Priority Support——
Essentials Modules
Ad-Hoc Tasks
Breach Register
Call Monitoring
Complaints
Conflicts of Interest
Risk Management
Fraud Events
Politically Exposed Persons
Gifts & Entertainment
Anti-Bribery & Corruption
PRO Modules
Financial Promotions—
PECR—
Confidentiality—
Information Security—
Sanctions—
Anti-Money Laundering—
DISP Complaints Audit—
Product Assessment (Fair Value)—
Systems & Controls—
ISO 37301 Compliance Framework—
PRO360 Modules
IT Compliance——
Cyber Compliance——
PCI Compliance——
GDPR——
Consent——
MLRO Report——
Firm Self Assessment / Attestation——
Consumer Duty——
Suitability Reports——
SM&CR——
Vulnerable Customers——
Client Money (CASS)——
Consumer Credit (CONC)——
Funeral Plans (FPCOBS)——
Insurance (ICOBS)——
Investments (COBS)——
Capital Adequacy (MIFIDPRU)——
Payment Services (PSRs 2017)——
Arrears and Default——
No setup fees
7-day free trial
UK-based support
GDPR compliant
FCA fines surged 337% in 2024

Smarter Compliance Starts Here

As the regulatory landscape evolves, RegTechPRO helps you stay ahead with intuitive tools that simplify FCA compliance and provide clear, auditable proof for your organisation.

Watch Our Demo View Pricing
250+
Subscriptions
70+
Modules
25+
Years Experience
£15m+
Savings Delivered
GDPR Compliant
256-bit SSL
RegTechPRO Platform
× RegTechPRO Platform
ICO Registered
Compliance Platform of the Year 2026 Nominee
Award-Winning Software
UK Based & Hosted
256-bit SSL Encrypted
GDPR Compliant

Why choose RegTechPRO?

Our future-ready compliance solutions deliver powerful results.

Learn More

70+ Compliance Modules

Comprehensive FCA, Data Protection & Financial Crime coverage

5-Minute Setup

Sign-up > Log in > Get started instantly

Prove It With Ease

Meet your regulatory obligations and demonstrate compliance in just a few clicks

Expert-Designed

Built by compliance professionals with one clear goal - to make your life easier

Up to 40% Cost Reduction — Save thousands by streamlining and automating your compliance processes
Trusted by UK-regulated firms
250+ Subscriptions
25+ Years experience
MDRB Wealth
Fenchurch
Arcan Insurance
Green Money
MTM Funeral Plans
Squared

Don't roll the dice on FCA compliance

Many firms rely on "dumb luck," overlooking granular rules and risking sudden scrutiny. Without the right tools, you're wasting hours on manual tasks and exposing your firm to compliance gaps.

Our Bridge to Confidence

RegTechPRO automates it all with one subscription: AI support, expert modules mapped to each and every rule to keep you on track, and audit-proof records — lightening your FCA, AML, and GDPR load.

Don't roll the dice on compliance
Platform Features

Built for Compliance Professionals

Manage, monitor, and master regulatory requirements in one powerful platform.

✦ NEW MODULE

FCA Application Tracker

Navigate your FCA authorisation journey with confidence. Our intelligent tracker guides you through every stage—from initial preparation to final approval—with dynamic checklists, document management, and real-time progress monitoring.

Dynamic Checklists
Document Upload
Stage Timeline
SMF Management
FCA Application Tracker
Application Progress
✓
Prepare
✓
Submit
3
Review
4
Decision
5
Approved
Overall Progress 67%
12/12
Forms
8/14
Docs
3/3
SMFs
FCA
Activity Type Full Authorisation
Status On Track
24 Docs Uploaded
Complete Solution

Comprehensive Compliance Management

Navigate the complex regulatory landscape with confidence. Our platform covers FCA, AML, and Data Protection compliance in one unified system.

  • Real-time regulatory updates
  • Automated workflow orchestration
  • Built-in compliance expertise
  • Audit-ready documentation
Compliance Overview
100%
Compliant
FCA
AML
GDPR
✓
FCA
✓
AML
✓
GDPR
Full Coverage

Regulatory Coverage

Comprehensive compliance across FCA conduct rules, financial crime prevention, and data protection frameworks.

FCA Conduct & Consumer Duty
✓
AML Financial Crime
✓
GDPR Data Protection
✓
✦ AI ASSISTANT

Meet Anna

Your 24hr compliance companion

Online Now
👩‍💼
Anna
Compliance Expert
Hi! I'm Anna. How can I help with your compliance questions?
What's the FCA deadline for Consumer Duty?
<2s Response
Bank-Level Protection

Enterprise Security

Your compliance data protected by the same standards used by leading global financial institutions.

Compliant
AES-256
SOC 2
TLS 1.3
UK Data
GDPR
PCI DSS
ISO 27001
✦ WORKFLOW ENGINE

Task Management

Never miss a deadline. Intelligent task orchestration with automated reminders, approval workflows, and real-time progress tracking across your entire compliance operation.

Auto Reminders
Approvals
Calendar
Analytics
Task Management Interface
Next Deadline 2 days
94% Complete
4 Views Table • Calendar • Kanban • List
Version Controlled

Document Library

Centralised repository for all compliance documentation. Version history, audit trails, and instant access to the FULL suite of documents sold in our online store.

📋
AML Policy v2.4 • Updated today
✓
📄
Consumer Duty v1.8 • 3 days ago
✓
📑
GDPR Register v3.1 • 1 week ago
✓
Horizon Scanning Interface
391 Articles
30 New Today
🔔
82 High Priority
Real-Time Updates

Integrated Horizon Scanning

Stay 'in-the-know' with FCA, financial crime & data protection updates. Filter, search, and build your watchlist.

Due Diligence Hub

Onboarding

Streamlined due diligence workflows for firms, appointed representatives, and individuals. Complete verification trails with full audit history.

  • Firm Due Diligence
  • AR Due Diligence
  • SM&CR Due Diligence
  • Fit & Proper Declarations
Firm DD Due Diligence
AR DD Network Oversight
SM&CR Senior Managers
Fit & Proper Declarations
Never Miss a Deadline

Compliance Calendar

Visualise deadlines, submissions, and reviews at a glance, all while linking to your outlook/gmail/other calendar - so you dont even need to access RegTechPRO to see whats happening.

Compliance Calendar
Built-In Expertise

Regulatory Guidance

Every module includes detailed guidance explaining what needs to be done and why. Clear, actionable instructions mapped to FCA rules.

Data Protection
AML Requirements
FCA Conduct Rules
💡 Rule-by-rule explanations included
Visual Workflow

Kanban Board

Intuitive drag-and-drop task management. Visualise your compliance workflow and track progress across stages.

Open 12 tasks
Complete 34 tasks
Kanban Board
Real-Time Analytics

MI Dashboard

Transform compliance data into actionable insights. Interactive charts, KPI tracking, trend analysis, and exportable reports — all in one powerful analytics hub.

  • Live compliance health metrics
  • Module-specific performance tracking
  • Exportable reports & visualisations
94% Compliance
↑ 12%
847 Tasks
2.4d Avg Time
↓ 18%
12 Overdue
MI Dashboard Analytics
2 Minute Overview

See RegTechPRO in Action

Watch how leading firms are transforming their FCA compliance workflow — from chaos to clarity in just minutes.

Full Platform Walkthrough
Quick 2-Min Watch
Real Compliance Scenarios
Book a Consultation
Audit Ready
Always prepared
70% Faster
Compliance tasks
Who We Serve

Solutions for SME Firms

RegTechPRO brings organisation, centralisation, and efficiency to compliance teams across UK financial services.

Investment Firms

Investment Firms

Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.

  • COBS & MiFID II Compliance
  • Suitability & Best Execution Reviews
  • MIFIDPRU Capital Adequacy Assessments
View Pricing
Compliance Consultants

Compliance Consultants

Scale your consultancy with RegTechPRO's multi-client management. Share logins with clients for full transparency and deliver premium compliance services for every client.

  • Multi-client dashboard
  • Scalable compliance delivery
  • Client login sharing
View Pricing
Insurance Firms

Insurance Firms

Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Manage product governance, fair value assessments, and distribution compliance effortlessly.

  • ICOBS compliance modules
  • Product governance tracking
  • Fair value assessments
View Pricing
AR Networks

Appointed Representative Networks

Oversight and compliance management across your entire AR network. Monitor principal responsibilities, track AR compliance status, and maintain FCA reporting requirements centrally.

  • Network-wide compliance dashboard
  • AR onboarding workflows
  • Principal oversight reporting
View Pricing
Payments & E-money Firms

Payments & E-money Firms

Navigate the Payment Services Regulations 2017 and Electronic Money Regulations with dedicated compliance modules. Safeguarding, operational resilience, and consumer protection covered.

  • PSRs 2017 Compliance
  • Safeguarding Reviews
  • Operational Resilience
View Pricing
Cryptocurrency Firms

Cryptocurrency Firms

FCA-registered cryptoasset businesses need robust AML controls and financial promotions compliance. Stay ahead of evolving crypto regulations with purpose-built modules.

  • Crypto AML Compliance
  • Financial Promotions
  • Registration Maintenance
View Pricing
Credit Firms

Credit Firms

Consumer credit compliance made simple. From CONC requirements to arrears handling and affordability assessments, manage your credit authorisation obligations effectively.

  • CONC Compliance Modules
  • Arrears & Default Management
  • Affordability Assessments
View Pricing
Crowdfunders

Crowdfunders

Loan-based and investment-based crowdfunding platforms face unique FCA requirements. Manage investor appropriateness, disclosure obligations, and platform governance seamlessly.

  • Investor Appropriateness
  • Disclosure Requirements
  • Platform Governance
View Pricing
Corporate Finance Firms

Corporate Finance Firms

M&A advisory, IPO support, and corporate broking all require robust compliance frameworks. Manage conflicts, insider lists, and transaction reporting with confidence.

  • Conflicts Management
  • Insider List Management
  • Transaction Compliance
View Pricing
Funeral Plan Providers

Funeral Plan Providers

Since July 2022, funeral plan providers need FCA authorisation. Navigate FPCOBS requirements, trust arrangements, and consumer protection obligations with dedicated modules.

  • FPCOBS Compliance
  • Trust Arrangement Reviews
  • Consumer Protection
View Pricing
The RegTechPRO Advantage

Save Time. Save Money. Gain Peace of Mind.

Stop spending hours on compliance admin. RegTechPRO gives you everything you need to meet your obligations and prove it — in just a few clicks.

Save Time

Save Hours Every Week

Automate repetitive compliance tasks and centralise everything in one place. No more chasing spreadsheets or hunting through folders.

See How It Works
Save Money

Reduce Compliance Costs

Replace expensive consultancy hours with a platform that works 24/7. Get expert-designed modules at a fraction of the cost.

View Pricing
Peace of Mind

Prove Compliance Instantly

When the FCA comes calling, you'll be ready. Generate evidence and reports in clicks, not days. Focus on growing your business with confidence.

Get Started
Testimonials

Trusted by Compliance Professionals

ROI Calculator

How Much Could You Save?

Enter your current compliance costs to see your potential annual savings with RegTechPRO

Your Current Costs
Senior Compliance Staff £150,000
Other Compliance Staff £100,000
Compliance Systems £10,000
Your Savings
Potential Annual Savings
£156,000
per year with RegTechPRO
Senior staff time saved £90,000
Other staff time saved £60,000
Systems consolidated £10,000
Start Saving Today

Plans from just £150/month

FAQs

Frequently Asked Questions

Everything you need to know about RegTechPRO

Absolutely. Your data is protected by bank-level security standards including AES-256 encryption, TLS 1.3 secure connections, and SOC 2 compliance. All data is hosted in the UK on infrastructure that meets GDPR, PCI DSS, and ISO 27001 standards. We're also registered with the Information Commissioner's Office (ICO). Your compliance data receives the same level of protection used by leading financial institutions.
No compliance expertise required. Each module includes detailed guidance explaining exactly what needs to be done and why, so you always understand the regulatory context. Simply work through the checklists — if you can genuinely mark something as 'Yes', you're compliant. If it's a 'No', the platform highlights what needs addressing. Once you've made the necessary changes, return to update the form and upload supporting evidence. This creates a clear audit trail ready for regulator visits or data requests.
We offer flexible cancellation terms. During your first year, we require 3 months' notice to cancel. After that, it's just 1 month's notice. No lengthy contracts or hidden lock-in periods.
Essentials and PRO customers get 9-5 video support. PRO360 customers get a Dedicated Account Manager, 7 days a week. Need more? Our Managed Service means we handle the platform for you — updating checklists, spotting gaps, and reporting back. We also offer traditional compliance consultancy, audits, and FCA applications. Contact sales@regtechpro.co.uk to discuss.
We cover three core areas: FCA Compliance — including investments, credit, insurance, payments, e-money, crowdfunding, corporate finance, mortgage brokers, banking, motor dealers, vets, and funeral plans. Financial Crime — AML, anti-bribery, and sanctions. Data Protection — GDPR, information security, cyber, PECR, and PCI DSS. With 70+ modules, we've got your regulatory obligations covered.
Absolutely. RegTechPRO is designed specifically for compliance consultants. Manage your entire client base from one platform, deliver work efficiently, and give each client their own login to view and action your work. Clients are separated by individual workflows, so data stays secure and organised. Present your consultancy with the professional polish and user-friendly capabilities your clients expect.
Yes — we're here to help. Book a free consultation to discuss your requirements, or email us directly at info@regtechpro.co.uk. Our team is happy to understand your specific needs and recommend the best solution for your firm.

Start your compliance transformation today

Join UK-regulated firms who've already simplified their FCA compliance. Get started with a free Essentials account or book a personalised demo.

Watch Our Demo
70+
Compliance Modules
70%
Time Saved
5min
Setup Time
24/7
AI Support
Enterprise-grade security
SOC 2 Type II
GDPR Compliant
UK Based
Free Consultation

Schedule Your Personalised Demo

See how RegTechPRO can transform your compliance workflow. Our experts will walk you through the platform tailored to your firm's needs.

30-Minute Session

Quick but comprehensive walkthrough

Expert Guidance

Speak with compliance specialists

No Obligation

Free consultation, no pressure

Prefer email?

hello@regtechpro.co.uk

Select a Time

Choose a slot that works for you

Loading availability...
Get in Touch

We'd love to hear from you

Choose the best way to reach us

Email Us

Drop us a line anytime. We typically respond within 24 hours.

hello@regtechpro.co.uk

Send a Message

Fill out our contact form and we'll get back to you shortly.

Book a Call

Schedule a free consultation with our compliance experts.

View Calendar
Free Download
Free Download

FREE 56-Page Consumer Duty Policy Template (Worth £150)

Get our professionally drafted template — ready to customise for your firm and demonstrate FCA compliance.

Download Template
Free Template
Join 250+ like-minded others lightening the load of compliance
Watch Demo View Pricing
Skip to Content
RegTechPRO - FCA Compliance Software
RegTechPRO - FCA Compliance Software
Platform
About
Managed Support
Buy Templates
0
0
Client Login
RegTechPRO - FCA Compliance Software
RegTechPRO - FCA Compliance Software
Platform
About
Managed Support
Buy Templates
0
0
Client Login
Platform
About
Managed Support
Buy Templates
Client Login

Lighten the Load of FCA Compliance.

Navigation

Modules

Managed Support

Buy compliance templates

Legal

Terms of Use

Privacy Notice

Head Office: RegTechPRO Limited, Offices 1 - 7, 2 Wood Ridge Crescent, Cambridgeshire, PE19 6BG 

Company Registration Number: 10707766

@RegTechPRO 2024