✓ All plans include a 7-day free trial
Perfect for getting started
Per firm
7-day free trial
Everything you need for compliance
Per firm
7-day free trial
Complete compliance solution
Per firm
7-day free trial
| Features | EssentialsFrom £150/mo |
PROFrom £250/mo |
PRO360From £400/mo |
|---|---|---|---|
| Platform Features | |||
| Users (only £50/user) | Up to 3 | Up to 5 | Unlimited |
| Task Manager | |||
| Task Calendar | |||
| Kanban Board | |||
| AI FCA Compliance Assistant | |||
| Horizon Scanning | |||
| Template Library | |||
| Document Storage | |||
| MI Dashboard | |||
| People Compliance Module | |||
| Firm Compliance Module | |||
| FCA Application Tracker | |||
| Dedicated Account Manager | |||
| Priority Support | |||
| Essentials Modules | |||
| Ad-Hoc Tasks | |||
| Breach Register | |||
| Call Monitoring | |||
| Complaints | |||
| Conflicts of Interest | |||
| Risk Management | |||
| Fraud Events | |||
| Politically Exposed Persons | |||
| Gifts & Entertainment | |||
| Anti-Bribery & Corruption | |||
| PRO Modules | |||
| Financial Promotions | |||
| PECR | |||
| Confidentiality | |||
| Information Security | |||
| Sanctions | |||
| Anti-Money Laundering | |||
| DISP Complaints Audit | |||
| Product Assessment (Fair Value) | |||
| Systems & Controls | |||
| ISO 37301 Compliance Framework | |||
| PRO360 Modules | |||
| IT Compliance | |||
| Cyber Compliance | |||
| PCI Compliance | |||
| GDPR | |||
| Consent | |||
| MLRO Report | |||
| Firm Self Assessment / Attestation | |||
| Consumer Duty | |||
| Suitability Reports | |||
| SM&CR | |||
| Vulnerable Customers | |||
| Client Money (CASS) | |||
| Consumer Credit (CONC) | |||
| Funeral Plans (FPCOBS) | |||
| Insurance (ICOBS) | |||
| Investments (COBS) | |||
| Capital Adequacy (MIFIDPRU) | |||
| Payment Services (PSRs 2017) | |||
| Arrears and Default |
As the regulatory landscape evolves, RegTechPRO helps you stay ahead with intuitive tools that simplify FCA compliance and provide clear, auditable proof for your organisation.
Many firms rely on "dumb luck," overlooking granular rules and risking sudden scrutiny. Without the right tools, you're wasting hours on manual tasks and exposing your firm to compliance gaps.
RegTechPRO automates it all with one subscription: AI support, expert modules mapped to each and every rule to keep you on track, and audit-proof records — lightening your FCA, AML, and GDPR load.
Manage, monitor, and master regulatory requirements in one powerful platform.
Navigate your FCA authorisation journey with confidence. Our intelligent tracker guides you through every stage—from initial preparation to final approval—with dynamic checklists, document management, and real-time progress monitoring.
Navigate the complex regulatory landscape with confidence. Our platform covers FCA, AML, and Data Protection compliance in one unified system.
Comprehensive compliance across FCA conduct rules, financial crime prevention, and data protection frameworks.
Your 24hr compliance companion
Your compliance data protected by the same standards used by leading global financial institutions.
Never miss a deadline. Intelligent task orchestration with automated reminders, approval workflows, and real-time progress tracking across your entire compliance operation.
Centralised repository for all compliance documentation. Version history, audit trails, and instant access to the FULL suite of documents sold in our online store.
Stay 'in-the-know' with FCA, financial crime & data protection updates. Filter, search, and build your watchlist.
Streamlined due diligence workflows for firms, appointed representatives, and individuals. Complete verification trails with full audit history.
Visualise deadlines, submissions, and reviews at a glance, all while linking to your outlook/gmail/other calendar - so you dont even need to access RegTechPRO to see whats happening.
Every module includes detailed guidance explaining what needs to be done and why. Clear, actionable instructions mapped to FCA rules.
Intuitive drag-and-drop task management. Visualise your compliance workflow and track progress across stages.
Transform compliance data into actionable insights. Interactive charts, KPI tracking, trend analysis, and exportable reports — all in one powerful analytics hub.
Watch how leading firms are transforming their FCA compliance workflow — from chaos to clarity in just minutes.
RegTechPRO brings organisation, centralisation, and efficiency to compliance teams across UK financial services.
Comprehensive COBS compliance for wealth managers, discretionary fund managers, and investment advisers. From suitability assessments to best execution, manage your MiFID II obligations with confidence.
Scale your consultancy with RegTechPRO's multi-client management. Share logins with clients for full transparency and deliver premium compliance services for every client.
Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Manage product governance, fair value assessments, and distribution compliance effortlessly.
Oversight and compliance management across your entire AR network. Monitor principal responsibilities, track AR compliance status, and maintain FCA reporting requirements centrally.
Navigate the Payment Services Regulations 2017 and Electronic Money Regulations with dedicated compliance modules. Safeguarding, operational resilience, and consumer protection covered.
FCA-registered cryptoasset businesses need robust AML controls and financial promotions compliance. Stay ahead of evolving crypto regulations with purpose-built modules.
Consumer credit compliance made simple. From CONC requirements to arrears handling and affordability assessments, manage your credit authorisation obligations effectively.
Loan-based and investment-based crowdfunding platforms face unique FCA requirements. Manage investor appropriateness, disclosure obligations, and platform governance seamlessly.
M&A advisory, IPO support, and corporate broking all require robust compliance frameworks. Manage conflicts, insider lists, and transaction reporting with confidence.
Since July 2022, funeral plan providers need FCA authorisation. Navigate FPCOBS requirements, trust arrangements, and consumer protection obligations with dedicated modules.
Stop spending hours on compliance admin. RegTechPRO gives you everything you need to meet your obligations and prove it — in just a few clicks.
Automate repetitive compliance tasks and centralise everything in one place. No more chasing spreadsheets or hunting through folders.
See How It WorksReplace expensive consultancy hours with a platform that works 24/7. Get expert-designed modules at a fraction of the cost.
View PricingWhen the FCA comes calling, you'll be ready. Generate evidence and reports in clicks, not days. Focus on growing your business with confidence.
Get StartedEnter your current compliance costs to see your potential annual savings with RegTechPRO
Plans from just £150/month
Everything you need to know about RegTechPRO
Join UK-regulated firms who've already simplified their FCA compliance. Get started with a free Essentials account or book a personalised demo.
Watch Our DemoSee how RegTechPRO can transform your compliance workflow. Our experts will walk you through the platform tailored to your firm's needs.
Quick but comprehensive walkthrough
Speak with compliance specialists
Free consultation, no pressure
Prefer email?
hello@regtechpro.co.ukChoose a slot that works for you
Choose the best way to reach us
Fill out our contact form and we'll get back to you shortly.
Get our professionally drafted template — ready to customise for your firm and demonstrate FCA compliance.
Download Template