Financial Promotions
No more spreadsheets or guesswork - automate your Financial Promotions to stay ahead of your competitors.
RegTechPRO gives you the guidance and tools to master your:
Adherence to Investment, Insurance, Funeral Plans & Consumer Credit Financial Promotion rules
Fair, clear and not misleading Financial Promotion approach
Presentation of past, simulated past and future performance + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar