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FCA Application Tracker - Navigate Your Authorisation Journey | RegTechPRO
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FCA Application Tracker

Navigate Your Authorisation Journey with Confidence

From initial preparation to final approval, our intelligent tracker guides you through every stage of your FCA application. Dynamic checklists, document management, and real-time progress monitoring — all in one powerful module.

Dynamic Checklists
Document Upload
Stage Timeline
SMF Management
Start Your Application See the Journey
FCA
Activity Type Full Authorisation
8/14 Documents
Status On Track
FCA Application Tracker
Application Progress
✓
Prepare
✓
Submit
3
Review
4
Decision
5
Approved
Overall Progress 67%
12/12
Forms
8/14
Docs
3/3
SMFs
The Application Journey

From Preparation to Approval

We guide you through every stage of the FCA authorisation process, ensuring nothing is missed and your application stays on track.

1

Preparation

Gather requirements, assess readiness, and build your initial checklist

2

Submission

Complete forms, upload documents, and submit your application

3

Review

Track FCA queries, respond promptly, and manage correspondence

4

Decision

Await outcome, prepare for conditions, and plan next steps

5

Approved

Celebrate success, complete post-authorisation tasks, and go live

Powerful Features

Everything You Need to Succeed

Purpose-built tools to manage the complexity of FCA applications with confidence and clarity.

Dynamic Checklists

Intelligent checklists that adapt to your application type, highlighting what's done, pending, and blocking progress.

Document Management

Secure document upload with version control. Never lose track of which version was submitted to the FCA.

Stage Timeline

Visual progress tracking through all five stages. Always know exactly where you are in the journey.

SMF Management

Track Senior Manager Function applications. Manage individual assessments, fitness checks, and role assignments.

Query Tracking

Log and respond to FCA queries directly. Keep a complete audit trail of all correspondence.

Progress Analytics

Real-time dashboards showing completion rates, pending items, and estimated timeline to approval.

Tailored for Your Needs

All Application Types Supported

Whether you're seeking full authorisation, registering as an Appointed Representative, or applying for variation of permissions.

Full Authorisation

Complete guidance through the full FCA authorisation process

  • Business plan templates
  • Regulatory business plan
  • Capital adequacy guidance
  • SMF applications

Appointed Representative

Streamlined AR onboarding and registration process

  • Due diligence checklists
  • Principal agreement
  • Connect submission
  • Ongoing oversight setup

Variation of Permission

Add or modify permissions on your existing authorisation

  • Permission mapping
  • Impact assessment
  • Resource requirements
  • Notification timeline

Ready to Start Your FCA Journey?

Join PRO360 and get access to the FCA Application Tracker along with our complete suite of premium compliance tools.

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