No more spreadsheets or guesswork - automate your conflicts to stay ahead of your competitors.
RegTechPRO gives you the guidance tools to record your:
Conflict details, including the names of the individuals involved
Assessment of the conflict and its potential impact on customers
Mitigation measures and ownership + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Conflicts of Interest
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar