Conduct of Business
No more spreadsheets or guesswork - automate your Investments, Funeral Plans, Insurance and Consumer Credit conduct compliance to stay ahead of your competitors.
RegTechPRO gives you the tools to master your:
Alignment with COBS, FPCOBS, ICOBS & CONC FCA handbooks
Acting honestly, fairly and professionally & Responsible Lending
Inducements, Client Categorisation& Client Agreements + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar