No more spreadsheets or guesswork - automate your CASS compliance to stay ahead of your competitors.
RegTechPRO gives you the tools to master your:
Firm classification & ‘Own funds’ calculations
Responsibilities for CASS small, medium and large firms
Custody rules & reconciliation methods + much more.
With a calendar-based scheduler to track your deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO is the essential companion for FCA-regulated firms.
Client Money & Assets
Submission Table
AML Audit Form (1)
AML Audit Form (MLRO checks)
AML Audit Form (Enhanced Due Diligence checks)
Compliance MI Reports
AML Approval Management Information
AML Template Policy and Guidance
AML Guidance Manual
Compliance Guidance Document Library
Regulatory News Feed
Compliance Hub
Compliance Task Management Calendar