Overseas Fund Regime (OFR) Recognised Schemes
Length: 09 Pages
Applies to: Investment Firms
Fully Customisable Guide – Financial Promotions of Overseas Fund Regime (OFR) Recognised Schemes
Get a fully editable Financial Promotions of OFR Recognised Schemes Guide, designed to help firms promote Overseas Fund Regime (OFR) recognised schemes to UK clients in full compliance with FCA rules, COBS 4.13, and post-Brexit cross-border marketing standards. This guide provides a clear, practical roadmap for firms offering investment products that benefit from OFR recognition, ensuring fair, transparent, and regulatory-compliant promotions.
The guide covers the FCA’s specific requirements for promoting OFR-recognised funds, including disclosure standards, risk warnings, fund documentation requirements, and how to differentiate OFR schemes from authorised UK-based funds. It explains when and how firms must make clear that the product is overseas-recognised and what implications this has for FSCS protection, FOS rights, and other investor protections.
Practical examples, templates, and disclosure statements are provided to help marketing teams, advisers, and compliance officers craft compliant content across all channels—website listings, factsheets, social media posts, direct communications, and third-party promotions. Special emphasis is given to clarity for retail clients, ensuring investors understand the overseas nature of the fund and any associated risks before making investment decisions.
The guide also supports broader governance integration, offering advice on aligning OFR scheme promotions with internal financial promotions approval frameworks, compliance monitoring, and Consumer Duty outcome testing. It explains how to document approvals, risk assessments, and record-keeping to demonstrate ongoing compliance with FCA standards and local jurisdictional requirements if dual-authority oversight applies.
This Microsoft Word guide is instantly downloadable and fully editable, ideal for asset managers, wealth managers, platform providers, compliance teams, and cross-border investment specialists. It saves time while helping firms manage the complexities of promoting OFR-recognised schemes accurately and responsibly, supporting customer understanding and reducing regulatory risk.
Length: 09 Pages
Applies to: Investment Firms
Fully Customisable Guide – Financial Promotions of Overseas Fund Regime (OFR) Recognised Schemes
Get a fully editable Financial Promotions of OFR Recognised Schemes Guide, designed to help firms promote Overseas Fund Regime (OFR) recognised schemes to UK clients in full compliance with FCA rules, COBS 4.13, and post-Brexit cross-border marketing standards. This guide provides a clear, practical roadmap for firms offering investment products that benefit from OFR recognition, ensuring fair, transparent, and regulatory-compliant promotions.
The guide covers the FCA’s specific requirements for promoting OFR-recognised funds, including disclosure standards, risk warnings, fund documentation requirements, and how to differentiate OFR schemes from authorised UK-based funds. It explains when and how firms must make clear that the product is overseas-recognised and what implications this has for FSCS protection, FOS rights, and other investor protections.
Practical examples, templates, and disclosure statements are provided to help marketing teams, advisers, and compliance officers craft compliant content across all channels—website listings, factsheets, social media posts, direct communications, and third-party promotions. Special emphasis is given to clarity for retail clients, ensuring investors understand the overseas nature of the fund and any associated risks before making investment decisions.
The guide also supports broader governance integration, offering advice on aligning OFR scheme promotions with internal financial promotions approval frameworks, compliance monitoring, and Consumer Duty outcome testing. It explains how to document approvals, risk assessments, and record-keeping to demonstrate ongoing compliance with FCA standards and local jurisdictional requirements if dual-authority oversight applies.
This Microsoft Word guide is instantly downloadable and fully editable, ideal for asset managers, wealth managers, platform providers, compliance teams, and cross-border investment specialists. It saves time while helping firms manage the complexities of promoting OFR-recognised schemes accurately and responsibly, supporting customer understanding and reducing regulatory risk.
Length: 09 Pages
Applies to: Investment Firms
Fully Customisable Guide – Financial Promotions of Overseas Fund Regime (OFR) Recognised Schemes
Get a fully editable Financial Promotions of OFR Recognised Schemes Guide, designed to help firms promote Overseas Fund Regime (OFR) recognised schemes to UK clients in full compliance with FCA rules, COBS 4.13, and post-Brexit cross-border marketing standards. This guide provides a clear, practical roadmap for firms offering investment products that benefit from OFR recognition, ensuring fair, transparent, and regulatory-compliant promotions.
The guide covers the FCA’s specific requirements for promoting OFR-recognised funds, including disclosure standards, risk warnings, fund documentation requirements, and how to differentiate OFR schemes from authorised UK-based funds. It explains when and how firms must make clear that the product is overseas-recognised and what implications this has for FSCS protection, FOS rights, and other investor protections.
Practical examples, templates, and disclosure statements are provided to help marketing teams, advisers, and compliance officers craft compliant content across all channels—website listings, factsheets, social media posts, direct communications, and third-party promotions. Special emphasis is given to clarity for retail clients, ensuring investors understand the overseas nature of the fund and any associated risks before making investment decisions.
The guide also supports broader governance integration, offering advice on aligning OFR scheme promotions with internal financial promotions approval frameworks, compliance monitoring, and Consumer Duty outcome testing. It explains how to document approvals, risk assessments, and record-keeping to demonstrate ongoing compliance with FCA standards and local jurisdictional requirements if dual-authority oversight applies.
This Microsoft Word guide is instantly downloadable and fully editable, ideal for asset managers, wealth managers, platform providers, compliance teams, and cross-border investment specialists. It saves time while helping firms manage the complexities of promoting OFR-recognised schemes accurately and responsibly, supporting customer understanding and reducing regulatory risk.
