RegTechPRO helps your firm take control of attestations, offering a comprehensive solution to track and manage key compliance metrics effectively. For Principal firms, the platform simplifies monitoring the performance of Appointed Representatives by maintaining detailed, up-to-date records. Our platform ensures you have everything at your fingertips, whether policies, breaches, financial promotions, business activities, fraud events, subject access requests, or complaints.

You can stay informed and organised with features like a calendar-based scheduler to manage attestation deadlines, policy templates, guidance manuals, and a regulatory news feed. Developed by FCA compliance experts, the platform reduces administrative effort, enhances oversight, and ensures alignment with regulatory expectations. Empower your firm to stay on top of its obligations, foster transparency, and deliver positive outcomes.

Contact us today to see how it can transform your AML compliance.