Expert FCA, GDPR & AML Compliance Support

- Powered by RegTechPRO

Whether you're seeking FCA authorisation, maintaining ongoing compliance, or navigating GDPR and AML obligations, our tailored support services combine regulatory expertise with our innovative RegTechPRO platform to deliver our fully managed service.

We provide tailored regulatory support to help financial services firms navigate FCA authorisations, maintain ongoing compliance, and meet their obligations under AML and data protection frameworks. Our approach combines deep technical expertise with a structured delivery model via the RegTechPRO platform that simplifies complex regulatory processes and helps firms build lasting confidence with stakeholders and regulators alike.

Comprehensive Support for FCA-Regulated Firms

At RegTechPRO, we go beyond traditional consultancy. As experienced compliance specialists, we offer end-to-end support for firms regulated by the Financial Conduct Authority (FCA), those pursuing authorisation, and businesses handling GDPR and AML requirements. Our unique approach integrates hands-on advisory with our subscription-based compliance technology platform, delivered as a fully managed service to automate and streamline your compliance processes.

This means less manual effort, reduced risk of breaches, and real-time insights into your obligations – a rarity among compliance consultants. Whether you're a startup seeking authorisation or an established firm needing retained support, we're here to guide you every step of the way.

Key Benefits:

  • Tailored strategies to meet your specific regulatory needs.

  • Proactive monitoring to stay ahead of FCA, GDPR, and AML changes.

  • Cost-effective solutions that minimise penalties and enhance operational efficiency.

  • Seamless integration of technology for automated compliance tracking.

Tailored Services to Meet Your Compliance Challenges

We provide a full suite of consultancy services, drawing on years of regulatory experience. All services can incorporate our RegTechPRO platform as a managed service, where we handle setup, monitoring, and reporting on your behalf – ensuring you meet obligations without the hassle.

RegTechPro Consultancy Services
Service Category Description Ideal For
FCA Authorisations & Variations Expert guidance through the FCA application process, including preparation of documentation, risk assessments, and variation of permissions. We handle everything from initial scoping to submission and follow-up. Firms seeking first-time authorisation or expanding permissions.
Ongoing FCA Retained Support Continuous advisory, including compliance monitoring programmes, policy reviews, staff training, and preparation for FCA returns. We act as your outsourced compliance partner. Established FCA-regulated firms needing day-to-day support.
GDPR Consultancy Comprehensive data protection strategies, including gap analyses, policy development, employee training, and ongoing audits to ensure GDPR compliance. Any firm handling personal data, especially those under FCA oversight.
AML Consultancy Anti-money laundering support, from risk assessments and KYC/AML policy creation to financial crime prevention frameworks and training. Firms exposed to AML risks, including payments, investments, and credit providers.
RegTechPro Managed Service Leverage our proprietary platform as a fully managed tool: we customise dashboards, automate reporting, and provide real-time alerts for FCA, GDPR, and AML obligations. This hybrid model – consultancy plus software – sets us apart, reducing your compliance burden by up to 50%. All clients seeking tech-driven efficiency alongside expert advice.

Compliance Expertise Meets Cutting-Edge Technology

We're not just advisors – we're innovators. Unlike most firms, we own and operate the RegTechPRO platform, allowing us to offer a truly integrated service. This means:

  • Proven Expertise: Our team includes former regulators and compliance specialists with a track record of successful FCA authorisations and audits.

  • Technology-Driven: We manage the RegTechPRO platform for you, automating tasks like horizon scanning, risk mapping, and regulatory updates.

  • Client-Centric Approach: No one-size-fits-all – we tailor solutions to your business size, sector, and goals, whether you're in investments, payments, mortgages, or beyond.

  • Results-Oriented: We've helped dozens of firms achieve authorisation and maintain compliance, avoiding costly fines and reputational damage.

  • Confidential & Obligation-Free: Start with a free consultation – no strings attached.

5+ years supporting UK financial services firms.

100% success rate on FCA applications we've managed.

Compliant with the latest FCA, GDPR, and AML standards.

Lets discuss your compliance needs

Whether you're facing an upcoming FCA audit, seeking authorisation, or want to explore our managed RegTechPRO service for FCA/GDPR/AML, our team is ready to help. Fill out the form below for a free, no-obligation consultation. We'll respond within 24 hours.