Managed Compliance Support

Powered by the RegTechPRO platform, we provide expert-managed compliance support for firms of all shapes & sizes. To find out more, book a 30-minute Discovery Call with us below:

 

Our collaborative approach

At RegTechPRO, we go beyond traditional consultancy.

As experienced compliance specialists, we offer end-to-end support for firms governed by the Financial Conduct Authority (FCA), GDPR and/or AML rules.

Our unique approach integrates hands-on advisory with our compliance technology platform ‘RegTechPRO’, delivered as a fully managed and collaborative service by our team of leading compliance experts.

This means less manual effort for you, reduced risk of breaches, and real-time insights into your obligations—a rarity among compliance consultants.

Whether you're a ‘one-man-band’ startup seeking permissions or a large-scale' established firm needing ongoing support, we're the solution for you.

Tailored Services

We provide a full suite of consultancy services, drawing on years of regulatory experience. All services can incorporate our RegTechPRO platform as a managed service, where we handle setup, monitoring, and reporting on your behalf – ensuring you meet obligations without the hassle.

RegTechPro Consultancy Services
Service Category Description Ideal For
FCA Authorisations & Variations Expert guidance through the FCA application process, including preparation of documentation, risk assessments, and variation of permissions. We handle everything from initial scoping to submission and follow-up. Firms seeking first-time authorisation or expanding permissions.
Ongoing FCA Retained Support Continuous advisory, including compliance monitoring programmes, policy reviews, staff training, and preparation for FCA returns. We act as your outsourced compliance partner. Established FCA-regulated firms needing day-to-day support.
GDPR Consultancy Comprehensive data protection strategies, including gap analyses, policy development, employee training, and ongoing audits to ensure GDPR compliance. Any firm handling personal data, especially those under FCA oversight.
AML Consultancy Anti-money laundering support, from risk assessments and KYC/AML policy creation to financial crime prevention frameworks and training. Firms exposed to AML risks, including payments, investments, and credit providers.
RegTechPro Managed Service Leverage our proprietary platform as a fully managed tool: we customise dashboards, automate reporting, and provide real-time alerts for FCA, GDPR, and AML obligations. This hybrid model – consultancy plus software – sets us apart, reducing your compliance burden by up to 50%. All clients seeking tech-driven efficiency alongside expert advice.